Andrew G. Mcgrath

BRIGHTHOUSE SECURITIES

West Hartford, CT

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CRD#: 4802370

Professional summary

Andrew Gregory Mcgrath is a registered financial advisor currently at BRIGHTHOUSE SECURITIES, LLC located in West Hartford, Connecticut.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2004. Andrew has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Gregory Mcgrath's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2018 - Present

BRIGHTHOUSE SECURITIES, LLC

CRD#: 285300

West Hartford, CT

Past

May 1, 2015 - October 25, 2018

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

NEWPORT BEACH, CA

Past

May 13, 2011 - December 31, 2013

WORLD CAPITAL BROKERAGE, INC.

CRD#: 37

SOUTHFIELD, MI

Past

May 5, 2011 - March 14, 2014

EPI ADVISORS LLC

RIA

CRD#: 156323

SOUTHFIELD, MI

Past

May 21, 2010 - December 31, 2010

WORLD CAPITAL ADVISORS, LLC

RIA

CRD#: 135941

DENVER, CO

Past

June 2, 2008 - May 12, 2009

WORLD CAPITAL BROKERAGE, INC.

CRD#: 37

DENVER, CO

Past

March 6, 2007 - March 27, 2008

WRP INVESTMENTS, INC.

CRD#: 7365

BLOOMFIELD, MI

Past

November 16, 2005 - March 6, 2007

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

STERLING HEIGHTS, MI

Past

July 21, 2004 - November 11, 2005

EDWARD JONES

CRD#: 250

TROY, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Michigan
(2/27/2019)

Montana
(2/27/2019)

New Mexico
(12/18/2024)

New York
(7/22/2019)

Exams

State Security Law Exam

IAR

Series 66

Date: 4/19/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/23/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/20/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BRIGHTHOUSE SECURITIES, LLC

CRD#: 285300 / SEC#: , 8-69845

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

11225 North Community House Road, Charlotte, NC 28277

Mailing Address

11225 North Community House Road, Charlotte, NC 28277

Phone number

(800) 848-3854

Established

Delaware since 02/01/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BRIGHTHOUSE HOLDINGS, LLC	SOLE MEMBER (SHAREHOLDER)
BEAULIEU, PHILIP JOHNATHON	VICE PRESIDENT	5300540
DAVIS, MICHAEL BENJAMIN	VICE PRESIDENT	1742347
LAMBERT, MYLES JOSEPH	CHAIRMAN PRESIDENT AND CEO	3107551
LEINTZ, DONALD ANTHONY	VICE PRESIDENT	4374813
MACILVANE, KEVIN MICHAEL JR	VICE PRESIDENT	5164574
MARTINEZ, JOHN GREGORY	PRINCIPAL FINANCIAL OFFICER	2210722
MORGAN, JANET MARIE	VICE PRESIDENT	6770849
NIGRO, GERARD JOSEPH	SENIOR VICE PRESIDENT	1577003
PROHONIC, KRISTIN LEE	CHIEF COMPLIANCE OFFICER	3048592

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew G. Mcgrath

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Gregory Mcgrath's CRS (Customer Relationship Summary).

Certified licenses

Experience

PACIFIC SELECT DISTRIBUTORS, LLC

WORLD CAPITAL BROKERAGE, INC.

EPI ADVISORS LLC

WORLD CAPITAL ADVISORS, LLC

WORLD CAPITAL BROKERAGE, INC.

WRP INVESTMENTS, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 4/19/2006

Series 63

Date: 7/23/2004

SIE

Date: 10/1/2018

Series 7

Date: 7/20/2004

FINRA

Current Firm

BRIGHTHOUSE SECURITIES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BRIGHTHOUSE SECURITIES, LLC

TRUST BUT VERIFY

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