MI
Mark V. Improta
THURSTON SPRINGER ADVISORS
Bloomfield Hills, MI 48304
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CRD#: 4802250
MI
Professional summary
Mark Vincent Improta is a registered financial advisor currently at THURSTON SPRINGER ADVISORS located in Bloomfield Hills, Michigan and THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. located in Bloomfield Hills, Michigan.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Mark has worked at 6 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Volci Consulting, Business Consulting does not include investment or Insurance products or advice. 1 hour a month, outside trading hours. 1099 compensation. 2) Forte Funding, LL.39520 Woodward Ave., Ste 102, Bloomfield Hills, MI 48304, Business Consulting. Lending for Residential and Commercial properties. 2-4 hours month outside trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Mark Vincent Improta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 15, 2023 - Present
THURSTON SPRINGER ADVISORS
Office #1: 39520 Woodward Ave, Bloomfield Hills, MI 48304RIA
CRD#: 299201
Bloomfield Hills, MI
Current
December 15, 2023 - Present
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
Office #1: 39520 Woodward Ave Suite 101, Bloomfield Hills, MI 48304BD
CRD#: 8478
Bloomfield Hills, MI
Past
March 28, 2014 - January 5, 2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
BLOOMFIELD HILLS, MI
Past
March 28, 2014 - January 5, 2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
BLOOMFIELD HILLS, MI
Past
October 31, 2008 - March 31, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BLOOMFIELD HILLS, MI
Past
October 31, 2008 - March 31, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BLOOMFIELD HILLS, MI
Past
April 28, 2005 - November 18, 2008
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
August 18, 2004 - February 28, 2005
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TS
THURSTON SPRINGER ADVISORS
ADAMS COUNTY FINANCIAL RESOURCES | WESLEY BATES WEALTH MANAGEMENT | THURSTON SPRINGER RETIREMENT SERVICES | THURSTON SPRINGER FINANCIAL | THURSTON SPRINGER ADVISORS, LLC | THURSTON SPRINGER ADVISORS | THORSON TAX & FINANCIAL | THE BARTHEL AGENCY | TARGETED RETIREMENT STRATEGIES | T.S. PHILLIPS | SPRAWLS FINANCIAL | RETIREMENT AND ESTATE PLANNING SERVICES | ONTRACK CAPITAL MANAGEMENT | NORTH STAR FINANCIAL | LAVELLE FINANCIAL | JKS INVESTMENT MANAGEMENT OF THURSTON SPRINGER | J. SIMON & COMPANY | INVESTMENT STRATEGIES | INTEGRITY WEALTH SOLUTIONS | HOLCOMB WEALTH MANAGEMENT | FRATARCANGELI WEALTH MANAGEMENT | DAMER WEALTH MANAGEMENT | CONSERVATION WEALTH MANAGEMENT | COHEN CAPITAL MANAGEMENT | CHIDDISTER FINANCIAL ASSOCIATES | CERULEAN CAPITAL MANAGEMENT, LLC | BCT FINANCIAL | BALDASSARI ADVISORY | ASCEND WEALTH | AP CAPITAL MANAGEMENT | AMERICAN PENSION ADVISORS | ALPHA POINTE CAPITAL
CRD#: 299201 / SEC#: 801-114256
RIA
Registered Investment Advisory firm - (11/2/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/26/2023)
RR
Arizona(12/15/2023)
RR
Arkansas(12/26/2023)
RR
California(12/15/2023)
RR
Colorado(12/15/2023)
RR
Connecticut(12/15/2023)
RR
Delaware(12/15/2023)
RR
District of Columbia(12/15/2023)
RR
Florida(12/15/2023)
RR
Georgia(12/15/2023)
RR
Hawaii(12/15/2023)
RR
Idaho(12/15/2023)
RR
Illinois(12/15/2023)
RR
Indiana(12/15/2023)
IAR
Indiana(12/15/2023)
RR
Iowa(12/15/2023)
RR
Kansas(12/15/2023)
RR
Kentucky(12/15/2023)
RR
Louisiana(12/26/2023)
RR
Maine(12/26/2023)
RR
Maryland(12/15/2023)
RR
Massachusetts(12/15/2023)
RR
Michigan(12/15/2023)
IAR
Michigan(12/15/2023)
RR
Minnesota(12/15/2023)
RR
Mississippi(12/26/2023)
RR
Missouri(12/15/2023)
RR
Nebraska(12/26/2023)
RR
Nevada(12/15/2023)
RR
New Hampshire(12/26/2023)
RR
New Jersey(12/15/2023)
RR
New Mexico(12/15/2023)
RR
New York(12/15/2023)
RR
North Carolina(12/15/2023)
RR
Ohio(12/15/2023)
RR
Oklahoma(12/26/2023)
RR
Oregon(12/15/2023)
RR
Pennsylvania(12/15/2023)
RR
Rhode Island(12/15/2023)
RR
South Carolina(12/15/2023)
RR
South Dakota(12/26/2023)
RR
Tennessee(12/15/2023)
RR
Texas(12/15/2023)
IAR
Texas(12/15/2023)
RR
Utah(12/15/2023)
RR
Vermont(12/15/2023)
RR
Virginia(12/15/2023)
RR
Washington(12/26/2023)
RR
Wisconsin(12/15/2023)
RR
Wyoming(12/26/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TS
THURSTON SPRINGER ADVISORS
ADAMS COUNTY FINANCIAL RESOURCES | WESLEY BATES WEALTH MANAGEMENT | THURSTON SPRINGER RETIREMENT SERVICES | THURSTON SPRINGER FINANCIAL | THURSTON SPRINGER ADVISORS, LLC | THURSTON SPRINGER ADVISORS | THORSON TAX & FINANCIAL | THE BARTHEL AGENCY | TARGETED RETIREMENT STRATEGIES | T.S. PHILLIPS | SPRAWLS FINANCIAL | RETIREMENT AND ESTATE PLANNING SERVICES | ONTRACK CAPITAL MANAGEMENT | NORTH STAR FINANCIAL | LAVELLE FINANCIAL | JKS INVESTMENT MANAGEMENT OF THURSTON SPRINGER | J. SIMON & COMPANY | INVESTMENT STRATEGIES | INTEGRITY WEALTH SOLUTIONS | HOLCOMB WEALTH MANAGEMENT | FRATARCANGELI WEALTH MANAGEMENT | DAMER WEALTH MANAGEMENT | CONSERVATION WEALTH MANAGEMENT | COHEN CAPITAL MANAGEMENT | CHIDDISTER FINANCIAL ASSOCIATES | CERULEAN CAPITAL MANAGEMENT, LLC | BCT FINANCIAL | BALDASSARI ADVISORY | ASCEND WEALTH | AP CAPITAL MANAGEMENT | AMERICAN PENSION ADVISORS | ALPHA POINTE CAPITAL
CRD#: 299201 / SEC#: 801-114256
RIA
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Contact information
Main Address
9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240
Mailing Address
Phone number
(317) 581-4000
Established
Firm type
Fiscal year end
# of Employees
93
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,759 |
| AUM (Assets Under Management) | $ 3,675,305,852 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/21/2025 | ||
| 02/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
