Kathleen A. Trachy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathleen Antonello Trachy, CFP®, who also goes by Kathleen Marie Antonello, was a registered financial professional .
Kathleen is a previously registered financial professional and started their career in finance in 2004. Kathleen had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2011
Experience
August 25, 2011 - September 17, 2015
DAINTREE ADVISORS LLC
September 12, 2008 - October 15, 2010
CALIBRE ADVISORY SERVICES INC.
June 9, 2004 - April 29, 2005
VERITAS FINANCIAL ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
DAINTREE ADVISORS LLC
CRD#: 153197 / SEC#: 801-71166
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
