Katherine S. Fonville

COVENANT WEALTH ADVISORS

Richmond, VA 23229

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CRD#: 4802005

Professional summary

Katherine Shelton Fonville, who also goes by Katherine Fonville, Katherine Leeann Shelton, Katherine Shelton, is a registered financial advisor currently at COVENANT WEALTH ADVISORS located in Richmond, Virginia.

Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Katherine has worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Katherine Fonville | Katherine Leeann Shelton | Katherine Shelton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine Shelton Fonville's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 25, 2010 - Present

COVENANT WEALTH ADVISORS

Office #1: 8001 Franklin Farms Drive Suite 208, Richmond, VA 23229

RIA

CRD#: 155221

Richmond, VA

Past

June 7, 2010 - October 7, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PEPPER PIKE, OH

Past

May 24, 2010 - October 7, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PEPPER PIKE, OH

Past

August 7, 2007 - May 6, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

July 18, 2007 - May 6, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

RICHMOND, VA

Past

March 31, 2006 - May 3, 2006

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

CHARLOTTE, NC

Past

March 21, 2006 - May 3, 2006

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

CHARLOTTE, NC

Past

January 26, 2006 - March 21, 2006

BB&T ASSET MANAGEMENT, INC.

RIA

CRD#: 108443

RICHMOND, VA

Past

June 30, 2004 - October 20, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COVENANT WEALTH ADVISORS

COVENANT WEALTH ADVISORS | FONVILLE WEALTH MANAGEMENT LLC | FONVILLE WEALTH MANAGEMENT

CRD#: 155221 / SEC#: 801-114868

RIA

Registered Investment Advisory firm - (3/22/2019 Approved)

California

Registered Investment Advisory firm - (5/3/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/3/2019 Terminated)

Virginia

Registered Investment Advisory firm - (4/8/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/26/2018)

IAR

Virginia
(10/25/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/8/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/22/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/29/2004

General Securities Representative Examination

Current Firm

COVENANT WEALTH ADVISORS

COVENANT WEALTH ADVISORS | FONVILLE WEALTH MANAGEMENT LLC | FONVILLE WEALTH MANAGEMENT

CRD#: 155221 / SEC#: 801-114868

RIA

Registered Investment Advisory firm - (3/22/2019 Approved)

California

Registered Investment Advisory firm - (5/3/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/3/2019 Terminated)

Virginia

Registered Investment Advisory firm - (4/8/2019 Terminated)

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Contact information

Main Address

8001 Franklin Farms Drive Rm 208, Richmond, VA 23229

Mailing Address

Phone number

(804) 729-5265

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COVENANT WEALTH ADVISORS ADV PART 2A (2/4/2025)

Regulatory assets under management

Total Number of Accounts	1,567
AUM (Assets Under Management)	$ 653,008,459

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/11/2025	Cover Page	Report
08/26/2024	Cover Page	Report
03/20/2024	Cover Page	Report
02/03/2023	Cover Page	Report
10/11/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Katherine S. Fonville

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine Shelton Fonville's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

BB&T ASSET MANAGEMENT, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

COVENANT WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 12/8/2005

Series 63

Date: 11/22/2004

Series 7

Date: 6/29/2004

Current Firm

COVENANT WEALTH ADVISORS

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

COVENANT WEALTH ADVISORS

TRUST BUT VERIFY

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