Orr D. Shepherd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Orr D Shepherd was a registered financial professional .
Orr is a previously registered financial professional and started their career in finance in 2004. Orr had worked at 2 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2004 - April 12, 2017
LOOMIS, SAYLES & COMPANY, L.P.
September 10, 2004 - March 27, 2017
LOOMIS SAYLES DISTRIBUTORS, L.P.
Primary Firm SEC Registration
LOOMIS, SAYLES & COMPANY, L.P.
CRD#: 105377 / SEC#: 801-170
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LOOMIS, SAYLES & COMPANY, L.P.
CRD#: 105377 / SEC#: 801-170
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 22,232 |
| AUM (Assets Under Management) | $ 350,888,326,513 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
