Glen D. Smith

GDS WEALTH MANAGEMENT | FINANCIAL ADVISOR

Flower Mound, TX 75022

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CRD#: 4801922

Professional summary

Glen David Smith, CFP® is a registered financial advisor currently at GDS WEALTH MANAGEMENT located in Flower Mound, Texas.

Glen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Glen has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

What are your service offerings?

Financial planning

Philanthropic services

Trust & estate planning

Retirement planning

What is your current number of clients?

Greater than 100

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) GGTLS - Proprietor/Owner 2) Rental Real Estate - Proprietor/Owner 3) Kaizen - Passive Investor - Commercial Real Estate Developer 4) Hustle Clean - Passive Investor - Cleaning product company

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glen David Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

September 27, 2021 - Present

GDS WEALTH MANAGEMENT

Office #1: 2910 Lakeside Village Blvd, Flower Mound, TX 75022

RIA

CRD#: 315934

Flower Mound, TX

Past

December 8, 2017 - October 11, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

FLOWER MOUND, TX

Past

December 8, 2017 - October 11, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

FLOWER MOUND, TX

Past

August 3, 2007 - December 12, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FLOWER MOUND, TX

Past

August 3, 2007 - December 12, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

FLOWER MOUND, TX

Past

September 16, 2004 - August 9, 2007

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

FLOWER MOUND, TX

Past

July 15, 2004 - August 9, 2007

A. G. EDWARDS & SONS, INC.

CRD#: 4

FLOWER MOUND, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GDS WEALTH MANAGEMENT

GDS WEALTH MANAGEMENT | ONE WAY HOLDINGS LLC | GLEN D. SMITH & ASSOCIATES

CRD#: 315934 / SEC#: 801-122391

RIA

Registered Investment Advisory firm - (9/27/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/27/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/15/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/7/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/14/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 11/6/2018

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/12/2018

General Securities Sales Supervisor - Options Module Examination

Current Firm

GDS WEALTH MANAGEMENT

GDS WEALTH MANAGEMENT | ONE WAY HOLDINGS LLC | GLEN D. SMITH & ASSOCIATES

CRD#: 315934 / SEC#: 801-122391

RIA

Registered Investment Advisory firm - (9/27/2021 Approved)

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Contact information

Main Address

2910 Lakeside Village Blvd, Flower Mound, TX 75022

Mailing Address

Phone number

(469) 212-8072

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR GDS WEALTH MANAGEMENT (5/5/2025)

Regulatory assets under management

Total Number of Accounts	3,420
AUM (Assets Under Management)	$ 1,281,897,626

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Glen D. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glen David Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

GDS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 9/15/2005

Series 63

Date: 9/7/2004

SIE

Date: 10/1/2018

Series 7

Date: 7/14/2004

Series 10

Date: 11/6/2018

Series 9

Date: 10/12/2018

Current Firm

GDS WEALTH MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GDS WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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