Donald J. Moine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald J. Moine was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 2004. Donald had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2017 - July 11, 2019
USA ASSET MANAGEMENT, LLC
October 12, 2010 - November 23, 2015
TRG CAPITAL MANAGEMENT, INC.
December 1, 2005 - December 31, 2016
USA ASSET MANAGEMENT, LLC
May 13, 2004 - December 12, 2014
WILSON ADVISORY GROUP
State Registrations and Notice Filings
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Current Firm
USA ASSET MANAGEMENT, LLC
CRD#: 130946 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 198 |
| AUM (Assets Under Management) | $ 31,703,026 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
