DM

Donald J. Moine

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CRD#: 4801744
DM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald J. Moine was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 2004. Donald had worked at 3 firms and has passed the Series 65 exam.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 18, 2017 - July 11, 2019

USA ASSET MANAGEMENT, LLC

RIA
CRD#: 130946
RANCHO PALOS VERDES, CA
Past

October 12, 2010 - November 23, 2015

TRG CAPITAL MANAGEMENT, INC.

RIA
CRD#: 146674
RALEIGH, NC
Past

December 1, 2005 - December 31, 2016

USA ASSET MANAGEMENT, LLC

RIA
CRD#: 130946
ORLANDO, FL
Past

May 13, 2004 - December 12, 2014

WILSON ADVISORY GROUP

RIA
CRD#: 116630
ROLLING HILLS ESTATES, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 11/19/2003
Uniform Investment Adviser Law Examination

Current Firm


UA
USA ASSET MANAGEMENT, LLC
MENDEZ, MARCUS ANTHONY | USAAM | USA ASSET MANAGEMENT, LLC

CRD#: 130946 / SEC#:

California
Registered Investment Advisory firm - (1/18/2017 Approved)
Nevada
Registered Investment Advisory firm - (4/22/2010 Approved)
North Carolina
Registered Investment Advisory firm - (1/30/2017 Approved)
Texas
Registered Investment Advisory firm - (9/30/2020 Approved)
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Contact information


Main Address
6010 W Spring Creek Parkway, Plano, TX 75024
Mailing Address
Po Box 250047, Plano, TX 75025
Phone number
+1 (888) 872-8898
Established
Firm type
Fiscal year end
# of Employees
2

Regulatory assets under management


Total Number of Accounts198
AUM (Assets Under Management)$ 31,703,026

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


USA ASSET MANAGEMENT, LLC

CRD#: 130946

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