Bryce D. Peterson

PETERSON WEALTH MANAGEMENT

Tigard, OR

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CRD#: 4801660

Professional summary

Bryce Dennis Peterson is a registered financial advisor currently at PETERSON WEALTH MANAGEMENT located in Tigard, Oregon.

Bryce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Bryce has worked at 2 firms and has passed the Series 63, Series 65, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryce Dennis Peterson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 29, 2005 - Present

PETERSON WEALTH MANAGEMENT

RIA

CRD#: 136585

Tigard, OR

Past

June 3, 2004 - November 30, 2005

D.A. DAVIDSON & CO.

CRD#: 199

GREAT FALLS, MT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(11/29/2005)

IAR

Texas
(10/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/22/2004

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/3/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 86

Date: 1/10/2005

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 11/23/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 6/2/2004

General Securities Representative Examination

Current Firm

PETERSON WEALTH MANAGEMENT

PETERSON WEALTH MANAGEMENT | WASHINGTON STREET INVESTMENTS, LLC | PETERSON WEALTH MANAGEMENT, LLC

CRD#: 136585 / SEC#:

Minnesota

Registered Investment Advisory firm - (11/10/2022 Terminated)

Oregon

Registered Investment Advisory firm - (11/29/2005 Approved)

Texas

Registered Investment Advisory firm - (10/16/2024 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Tigard, OR

Mailing Address

Phone number

(503) 380-5462

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	95
AUM (Assets Under Management)	$ 50,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bryce D. Peterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryce Dennis Peterson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PETERSON WEALTH MANAGEMENT

D.A. DAVIDSON & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/22/2004

Series 65

Date: 3/3/2003

Series 86

Date: 1/10/2005

Series 87

Date: 11/23/2004

Series 7

Date: 6/2/2004

Current Firm

PETERSON WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PETERSON WEALTH MANAGEMENT

TRUST BUT VERIFY

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