Graig J. Springer
Professional summary
Graig Jamal Springer, who also goes by Graig Springer, is a registered financial professional currently at BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC located in New York, New York.
Graig is registered as a RR (Registered Representative) and started their career in finance in 2005. Graig has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Graig Jamal Springer's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2021 - Present
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
Office #1: 225 Liberty Street 35th Floor, New York, NY 10281May 22, 2021 - December 22, 2021
BROOKFIELD PRIVATE ADVISORS LLC
May 25, 2019 - August 2, 2019
INVESCO DISTRIBUTORS, INC.
July 30, 2014 - May 25, 2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
February 9, 2005 - July 20, 2005
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
CRD#: 313390 / SEC#: , 8-70722
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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