Joseph R. Hollen
OPEN WINDOW FINANCIAL SOLUTIONS, LTD.
Reno, NV 89519
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CRD#: 4801382
Professional summary
Joseph Robert Hollen, CFP®, who also goes by Joe R. Hollen, Joe Robert Hollen, Joseph R. Hollen, is a registered financial advisor currently at OPEN WINDOW FINANCIAL SOLUTIONS, LTD. located in Reno, Nevada.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Joseph has worked at 1 firm and has passed the Series 65 exam.
Biography
During my more than two decades working in emergency medicine, I witnessed fellow physicians, at the peak of their earning power, lacking full financial health. Some were victims of predatory financial practices, others of their own investing errors. When I couldn't find the straight forward, unbiased, financial advice that I needed, I decided to become that resource for myself and for others.
It may seem a peculiar transition, but I find many parallels in my career paths as I continue to care for people and seek their long-term health. Today, however, that health is financial rather than physical. The scientific approach of a physician is also reflected in my advisory firm's approach to financial planning and investment advice - one that is strictly evidence-based on Nobel prize-winning research.
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Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Retirement Planning
Investment Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Joe R. Hollen | Joe Robert Hollen | Joseph R. Hollen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Robert Hollen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
June 2, 2004 - Present
OPEN WINDOW FINANCIAL SOLUTIONS, LTD.
Office #1: 4741 Caughlin Parkway Suite 3, Reno, NV 89519RIA
CRD#: 131562
Reno, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OPEN WINDOW FINANCIAL SOLUTIONS, LTD.
HOLLEN FINANCIAL PLANNING, LTD. | OPEN WINDOW FINANCIAL SOLUTIONS, LTD. | OPEN WINDOW FINANCIAL SERVICES, LTD.
CRD#: 131562 / SEC#: 801-114451
RIA
Registered Investment Advisory firm - (12/14/2018 Approved)Nevada
Registered Investment Advisory firm - (1/23/2019 Terminated)Texas
Registered Investment Advisory firm - (12/21/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nevada(6/2/2004)
IAR
Texas(12/18/2017)
Current Firm
OPEN WINDOW FINANCIAL SOLUTIONS, LTD.
HOLLEN FINANCIAL PLANNING, LTD. | OPEN WINDOW FINANCIAL SOLUTIONS, LTD. | OPEN WINDOW FINANCIAL SERVICES, LTD.
CRD#: 131562 / SEC#: 801-114451
RIA
Registered Investment Advisory firm - (12/14/2018 Approved)Nevada
Registered Investment Advisory firm - (1/23/2019 Terminated)Texas
Registered Investment Advisory firm - (12/21/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4741 Caughlin Parkway Suite 3, Reno, NV 89519
Mailing Address
4790 Caughlin Pkwy #754, Reno, NV 89519
Phone number
(775) 827-0670
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 346 |
| AUM (Assets Under Management) | $ 245,790,589 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
