Joseph Robert Hollen
CFP®Professional Summary
Joseph Robert Hollen, CFP®, who also goes by Joe R. Hollen, Joe Robert Hollen, Joseph R. Hollen, is a registered financial advisor currently at OPEN WINDOW FINANCIAL SOLUTIONS, LTD. located in Reno, Nevada. Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Joseph has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Financial Planning
- Retirement Planning
- Investment Management
Biography
During my more than two decades working in emergency medicine, I witnessed fellow physicians, at the peak of their earning power, lacking full financial health. Some were victims of predatory financial practices, others of their own investing errors. When I couldn't find the straight forward, unbiased, financial advice that I needed, I decided to become that resource for myself and for others. It may seem a peculiar transition, but I find many parallels in my...
Other Aliases
Joe R. Hollen, Joe Robert Hollen, Joseph R. Hollen
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
J.P. MORGAN SECURITIES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
J.P. MORGAN SECURITIES LLC
Contact Information
Direct
(xxx) xxx-xxxx
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
J.P. MORGAN SECURITIES LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
J.P. MORGAN SECURITIES LLC
Credentials
Years of Experience
22 years in the financial services industry
Current & Past Employments
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
J.P. MORGAN SECURITIES LLC
Current Firm
HOLLEN FINANCIAL PLANNING, LTD. | OPEN WINDOW FINANCIAL SOLUTIONS, LTD. | OPEN WINDOW FINANCIAL SERVICES, LTD.
Contact Information
Main Address
4741 Caughlin Parkway Suite 3, Reno, NV 89519Mailing Address
4790 Caughlin Pkwy #754, Reno, NV 89519Phone Number
(775) 827-0670# of Employees
6SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
319AUM (Assets Under Management)
$284,403,489Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
J.P. MORGAN SECURITIES LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
HOLLEN FINANCIAL PLANNING, LTD. | OPEN WINDOW FINANCIAL SOLUTIONS, LTD. | OPEN WINDOW FINANCIAL SERVICES, LTD.
State Registrations and Notice Filings
(6/2/2004)
(12/18/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
J.P. MORGAN SECURITIES LLC
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Robert Hollen's CRS (Customer Relationship Summary).
Services Offered by Joseph
- Financial Planning
- Retirement Planning
- Investment Management
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
J.P. MORGAN SECURITIES LLC
