Jennifer Gonzalez

J.P. MORGAN INVESTMENT MANAGEMENT

New York, NY 10172

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CRD#: 4801130

Professional summary

Jennifer Gonzalez is a registered financial advisor currently at J.P. MORGAN INVESTMENT MANAGEMENT INC. located in New York, New York.

Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jennifer has worked at 4 firms and has passed the Series 66, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Gonzalez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 22, 2021 - Present

J.P. MORGAN INVESTMENT MANAGEMENT INC.

Office #1: 277 Park Ave, New York, NY 10172

RIA

CRD#: 107038

New York, NY

Past

April 15, 2014 - July 31, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

March 15, 2011 - June 12, 2013

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

January 7, 2010 - March 1, 2011

LEBENTHAL ASSET MANAGEMENT, LLC

RIA

CRD#: 146332

NEW YORK, NY

Past

October 19, 2009 - March 1, 2011

LEBENTHAL & CO., LLC

CRD#: 145750

NEW YORK, NY

Past

July 26, 2004 - December 31, 2004

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

NEW YORK, NY

Past

June 30, 2004 - July 18, 2007

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J.P. MORGAN INVESTMENT MANAGEMENT INC.

J.P. MORGAN ASSET MANAGEMENT | MORGAN J P INVESTMENT MANAGEMENT INC | JPMORGAN FLEMING ASSET MANAGEMENT | JPMORGAN ASSET MANAGEMENT | J.P. MORGAN INVESTMENT MANAGEMENT INC.

CRD#: 107038 / SEC#: 801-21011

RIA

Registered Investment Advisory firm - (4/4/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/20/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/24/2011

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 11/10/2004

National Commodity Futures Examination

Current Firm

J.P. MORGAN INVESTMENT MANAGEMENT INC.

J.P. MORGAN ASSET MANAGEMENT | MORGAN J P INVESTMENT MANAGEMENT INC | JPMORGAN FLEMING ASSET MANAGEMENT | JPMORGAN ASSET MANAGEMENT | J.P. MORGAN INVESTMENT MANAGEMENT INC.

CRD#: 107038 / SEC#: 801-21011

RIA

Registered Investment Advisory firm - (4/4/1984 Approved)

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Contact information

Main Address

270 Park Avenue, New York, NY 10017-2014

Mailing Address

Phone number

(800) 343-1113

Established

Firm type

Fiscal year end

# of Employees

3,186

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

J.P. MORGAN INVESTMENT MANAGEMENT INC. PART 2A BROCHURE (11/26/2025)

Regulatory assets under management

Total Number of Accounts	114,499
AUM (Assets Under Management)	$ 2,985,273,722,862

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2024	Cover Page	Report
01/25/2024	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jennifer Gonzalez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Gonzalez's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

LEBENTHAL ASSET MANAGEMENT, LLC

LEBENTHAL & CO., LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

J.P. MORGAN INVESTMENT MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/20/2009

Series 7

Date: 3/24/2011

Series 3

Date: 11/10/2004

Current Firm

J.P. MORGAN INVESTMENT MANAGEMENT INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

J.P. MORGAN INVESTMENT MANAGEMENT INC.

TRUST BUT VERIFY

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