JM
Juan C. Mansilla
WIN TEAM ADVISORY SERVICES
Irvine, CA 92618
Some features on this profile are disabled
CRD#: 4801129
JM
Professional summary
Juan Carlos Mansilla, CFP®, who also goes by Juan Mansilla, is a registered financial advisor currently at WIN TEAM ADVISORY SERVICES located in Irvine, California and J. W. COLE ADVISORS, INC. located in Irvine, California.
Juan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Juan has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Juan Mansilla
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NEXTGEN FINANCIAL, NON-INVESTMENT RELATED, 560 WALD IRVINE CA 92618, HOLDING COMPANY, TAX/BILL PAY ENTITY, PRESIDENT, 08/31/2007, 4 HOURS PER MONTH DEVOTED, 0 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS, SET UP TO HOLD COMMISSIONS AND PAY BUSINESS EXPENSES. 2.JUAN C MANSILLA, INSURANCE AGENT, INVESTMENT RELATED, 560 WALD IRVINE CA 92618, OFFER INSURANCE, INSURANCE AGENT, 07/08/2018, 0 HOURS PER MONTH DEVOTED, 0 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS, I AM AN INSURANCE AGENT 3. WIN-TEAM ADVISORY SERVICES/INSURANCE SERVICES - DBA, INVESTMENT RELATED, 560 WALD IRVINE, CA 92618, OFFER INVESTMENT ADVICE, ADVISORY REPRESENTATIVE, 02/01/2008, 60 HOURS DEVOTED PER MONTH, 60 HOURS DEVOTER PERMONTH DURING SECURITIES TRADING HOURS, TO OFFER INVESTMENT ADVICE 4. J.W. Cole Financial, Inc.; Tampa, FL; Investment Related; Registered Representative; Started 11/2019; Broker/Dealer Product Sales and Supervision; 10% of time spent. 5. J.W. Cole Advisors, Inc.; Tampa, FL; Investment Related; Investment Advisor Representative; Started 11/2019; Investment Advisory Services; 50% of time spent.
CRS (Client Relationship Summary) - RIA
Click below to view Juan Carlos Mansilla's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
September 9, 2009 - Present
WIN TEAM ADVISORY SERVICES
Office #1: 560 Wald, Irvine, CA 92618RIA
CRD#: 136680
Irvine, CA
Current
November 4, 2019 - Present
J. W. COLE ADVISORS, INC.
Office #1: 560 Wald, Irvine, CA 92618RIA
CRD#: 112294
IRVINE, CA
Current
November 4, 2019 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 560 Wald, Irvine, CA 92618BD
CRD#: 124583
Irvine, CA
Past
December 10, 2008 - February 2, 2010
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
IRVINE, CA
Past
December 9, 2008 - November 5, 2019
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
IRVINE, CA
Past
March 22, 2005 - December 9, 2008
SII INVESTMENTS, INC.
RIA
CRD#: 2225
LAKE FOREST, CA
Past
September 22, 2004 - December 9, 2008
SII INVESTMENTS, INC.
BD
CRD#: 2225
LAKE FOREST, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/4/2019)
IAR
California(9/9/2009)
RR
California(11/4/2019)
RR
Colorado(9/10/2020)
RR
Florida(11/4/2019)
RR
Nevada(11/4/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
