KG
Kali A. Grant
DIMENSIONS WEALTH MANAGEMENT
Roseville, CA 95678
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CRD#: 4801059
KG
Professional summary
Kali Alyse Grant is a registered financial advisor currently at DIMENSIONS WEALTH MANAGEMENT, LLC located in Roseville, California and KINGSWOOD CAPITAL PARTNERS, LLC located in San Diego, California.
Kali is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Kali has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Name of Employer: Self. Location: Roseville, CA. Title: Notary Public/Signing Agent. Start Date: 03/01/2020. Number of hours per month: 5-10. Number of hours per month during trading hours: 0. Is NOT investment related. Duties: Completion of notarizing home loan documents. 2. Trustee of Rev Trust - No - 2476 Winding Way, Lincoln, CA 95648 - Assist w/finances of grantor - co-trustee - 2023 - 5-10hrs/mo - 0hrs/mo during trading hrs -Grantor passed and I am now the sole trustee of the trust, as well as a trust created for the benefit of the grantor's daughter per the stipulations of the original trust. 3. Placer Hillmen Football Booster Club; not investment related; 275 Orange Street, Auburn, CA 95603; Snack Bar Director; 08/17/2023; 10 hours per month; no hours during securities trading hours; Planning and purchasing of snack bar menu items and coordinating volunteers.
CRS (Client Relationship Summary) - RIA
Click below to view Kali Alyse Grant's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2019 - Present
DIMENSIONS WEALTH MANAGEMENT, LLC
Office #1: 915 Highland Pointe Drive Suite 250, Roseville, CA 95678RIA
CRD#: 298928
Roseville, CA
Current
November 2, 2018 - Present
KINGSWOOD CAPITAL PARTNERS, LLC
Office #1: 11440 W. Bernardo Ct Suite 300, San Diego, CA 92127BD
CRD#: 288898
San Diego, CA
Past
June 1, 2009 - November 5, 2018
MORGAN STANLEY
RIA
CRD#: 149777
ROSEVILLE, CA
Past
June 1, 2009 - November 5, 2018
MORGAN STANLEY
BD
CRD#: 149777
ROSEVILLE, CA
Past
July 23, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
ROSEVILLE, CA
Past
July 23, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
ROSEVILLE, CA
Past
August 12, 2005 - July 12, 2007
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
LINCOLN HILLS, CA
Past
May 25, 2004 - July 12, 2007
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
LINCOLN HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DIMENSIONS WEALTH MANAGEMENT, LLC
AMITIE ADVISORS, LLC | DIMENSIONS WEALTH MANAGEMENT, LLC
CRD#: 298928 / SEC#: 801-123725
RIA
Registered Investment Advisory firm - (4/19/2022 Approved)California
Registered Investment Advisory firm - (5/20/2022 Terminated)Texas
Registered Investment Advisory firm - (4/20/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/2/2018)
IAR
California(5/1/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DIMENSIONS WEALTH MANAGEMENT, LLC
AMITIE ADVISORS, LLC | DIMENSIONS WEALTH MANAGEMENT, LLC
CRD#: 298928 / SEC#: 801-123725
RIA
Registered Investment Advisory firm - (4/19/2022 Approved)California
Registered Investment Advisory firm - (5/20/2022 Terminated)Texas
Registered Investment Advisory firm - (4/20/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
915 Highland Point Drive, Ste. 250, Roseville, CA 95678
Mailing Address
Phone number
(916) 330-4108
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 359 |
| AUM (Assets Under Management) | $ 139,279,096 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DIMENSIONS WEALTH MANAGEMENT, LLC
CRD#: 298928Roseville, CA 95678TRUST BUT VERIFY
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