Gregory Read Dow
Professional Summary
Gregory Read Dow, who also goes by Gregory R Dow, Greg Dow, was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 2007 - 2023. Gregory had worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 87, Series 7, Series 62 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Gregory R Dow, Greg Dow
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
NORTHBOUND SECURITIES LLC
Contact Information
Main Address
15576 Sw 17th St, Weston, FL 33326Mailing Address
15576 Sw 17th St, Weston, FL 33326Phone Number
(954) 600-9052Established
Florida since 03/03/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VEST, INC. | SHAREHOLDER | — |
| SILVER, SCOTT MICHAEL | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, FINOP, PRINCIPAL OPERATIONS OFFICER | 2290261 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Mar 2015About the Series 79 examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Sep 2014About the Series 87 examSeries 62 — Corporate Securities Limited Representative Examination
Passed Apr 2009Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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