Jessica A. Buckley

NORTON CAPITAL MANAGEMENT

NORFOLK, VA 23510-2670

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CRD#: 4800935

Professional summary

Jessica Amilu Buckley, who also goes by Jessica A Buckley, Jessica A Diaz, is a registered financial advisor currently at NORTON CAPITAL MANAGEMENT, INC. located in Norfolk, Virginia.

Jessica is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jessica has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jessica A Buckley | Jessica A Diaz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jessica Amilu Buckley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2006 - Present

NORTON CAPITAL MANAGEMENT, INC.

Office #1: 440 Monticello Avenue, Suite 1610, Norfolk, VA 23510-2670

RIA

CRD#: 110398

NORFOLK, VA

Past

June 22, 2006 - December 31, 2006

B. C. ZIEGLER AND COMPANY

CRD#: 61

NORFOLK, VA

Past

October 18, 2004 - July 29, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

JACKSONVILLE, FL

Past

September 10, 2004 - July 29, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTON CAPITAL MANAGEMENT, INC.

NORTON CAPITAL MANAGEMENT INC | NORTON CAPITAL MANAGEMENT, INC.

CRD#: 110398 / SEC#: 801-111866

RIA

Registered Investment Advisory firm - (10/13/2017 Approved)

North Carolina

Registered Investment Advisory firm - (12/11/2017 Terminated)

Texas

Registered Investment Advisory firm - (12/11/2017 Terminated)

Virginia

Registered Investment Advisory firm - (12/11/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(6/22/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/15/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/9/2004

General Securities Representative Examination

Current Firm

NORTON CAPITAL MANAGEMENT, INC.

NORTON CAPITAL MANAGEMENT INC | NORTON CAPITAL MANAGEMENT, INC.

CRD#: 110398 / SEC#: 801-111866

RIA

Registered Investment Advisory firm - (10/13/2017 Approved)

North Carolina

Registered Investment Advisory firm - (12/11/2017 Terminated)

Texas

Registered Investment Advisory firm - (12/11/2017 Terminated)

Virginia

Registered Investment Advisory firm - (12/11/2017 Terminated)

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Contact information

Main Address

440 Monticello Avenue Suite 1610, Norfolk, VA 23510-2670

Mailing Address

Phone number

(757) 623-1200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (12/26/2024)

Regulatory assets under management

Total Number of Accounts	294
AUM (Assets Under Management)	$ 132,931,862

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/05/2025	Cover Page	Report
09/09/2024	Cover Page	Report
09/06/2023	Cover Page	Report
01/13/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jessica A. Buckley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jessica Amilu Buckley's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTON CAPITAL MANAGEMENT, INC.

B. C. ZIEGLER AND COMPANY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

NORTON CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/15/2004

Series 7

Date: 9/9/2004

Current Firm

NORTON CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NORTON CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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