Bruce M. Devoogd
Professional summary
Bruce Michael Devoogd, AIF®, who also goes by Bruce M Devoogd, Bruce Devoogd, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Katy, Texas and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Bruce has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bruce Michael Devoogd's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2020 - Present
IP FINANCIAL ADVISORY SERVICES LLC
June 15, 2017 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210July 6, 2017 - September 14, 2020
INNOVATION PARTNERS LLC
July 26, 2010 - June 19, 2017
SPC
March 7, 2006 - June 19, 2017
SIGMA FINANCIAL CORPORATION
January 1, 2005 - March 1, 2006
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/15/2017)
(6/15/2017)
(1/9/2020)
(6/15/2017)
(12/3/2021)
Exams
FINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
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