AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
Scott Richard Carty

Scott R. Carty

CUSTOM WEALTH MANAGEMENT
PLYMOUTH, MI 48170
Some features on this profile are disabled
CRD#: 4800449
Scott Richard Carty

Professional summary

Scott Richard Carty, CFP® is a registered financial advisor currently at CUSTOM WEALTH MANAGEMENT located in Plymouth, Michigan.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Scott has worked at 12 firms and has passed the Series 63, Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Richard Carty's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2018

Experience

Current

May 6, 2026 - Present

CUSTOM WEALTH MANAGEMENT

Office #1: 41081 Ann Arbor Rd E, Plymouth, MI 48170
RIA
CRD#: 340956
PLYMOUTH, MI
Past

December 1, 2025 - May 12, 2026

AE WEALTH MANAGEMENT, LLC

RIA
CRD#: 282580
Plymouth, MI
Past

April 29, 2021 - December 2, 2025

AE FINANCIAL SERVICES, LLC

BD
CRD#: 298608
Flint, MI
Past

April 28, 2021 - December 1, 2025

OLIVER LAGORE VANVALIN INVESTMENT GROUP, INC.

RIA
CRD#: 312989
LIVONIA, MI
Past

January 10, 2019 - April 29, 2021

SIGMA FINANCIAL CORPORATION

BD
CRD#: 14303
LIVONIA, MI
Past

August 31, 2018 - April 29, 2021

SPC

RIA
CRD#: 110692
Flint, MI
Past

August 2, 2016 - October 31, 2018

CARTY CAPITAL MANAGEMENT

RIA
CRD#: 284563
LIVONIA, MI
Past

March 30, 2015 - August 4, 2016

INSIGHT FOLIOS

RIA
CRD#: 174411
LIVONIA, MI
Past

December 11, 2013 - April 20, 2015

RETIREMENTADVICE | JKA

RIA
CRD#: 153803
LIVONIA, MI
Past

May 8, 2013 - June 4, 2013

INTEGRITY ALLIANCE, LLC.

BD
CRD#: 139627
URBANDALE, IA
Past

November 9, 2012 - May 2, 2013

KALOS CAPITAL, INC.

BD
CRD#: 44337
PLYMOUTH, MI
Past

October 15, 2008 - November 12, 2012

INVESTACORP, INC.

BD
CRD#: 7684
PLYMOUTH, MI
Past

December 7, 2007 - October 15, 2008

SIGMA FINANCIAL CORPORATION

BD
CRD#: 14303
PLYMOUTH, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(5/6/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 2/22/2019
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/7/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 1/22/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/11/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/10/2019
General Securities Representative Examination

Current Firm

CW
CUSTOM WEALTH MANAGEMENT
CUSTOM WEALTH MANAGEMENT | CUSTOM WEALTH MANAGEMENT, LLC

CRD#: 340956 / SEC#: 801-136173

RIA
Registered Investment Advisory firm - (5/1/2026 120-Day Approval)
Loading...

Contact information

Main Address
41081 Ann Arbor Rd E, Plymouth, MI 48170
Mailing Address
Phone number
(734) 844-3400
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (4/1/2026)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CUSTOM WEALTH MANAGEMENT

CRD#: 340956Plymouth, MI 48170

TRUST BUT VERIFY

Monitor Scott Carty

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Jeffrey S. Perry
Jeffrey PerryAdvisorCheck Check Mark
STRATEGIC ADVISERS LLC
IAR
RR
WEST BLOOMFIELD, MI
Lyndon L Davis
Lyndon DavisAdvisorCheck Check Mark
LIGHTSQUARE WEALTH MANAGEMENT, LLC
IAR
Farmington Hills, MI
JK
Johny KashatAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
RR
Bloomfield Hills, MI
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.