Jacqueline R. Harr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacqueline Ruth Harr, who also goes by Jacqueline Ruth Pierangelo, was a registered financial professional .
Jacqueline is a previously registered financial professional and started their career in finance in 2004. Jacqueline had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 26, 2013 - March 3, 2017
CLSA AMERICAS, LLC
June 29, 2011 - November 25, 2013
SUSQUEHANNA FINANCIAL GROUP, LLLP
December 8, 2009 - July 1, 2011
GOLDMAN SACHS & CO. LLC
April 8, 2008 - April 2, 2009
GOLDMAN SACHS & CO. LLC
July 8, 2004 - November 5, 2007
GLEACHER & COMPANY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CLSA AMERICAS, LLC
CRD#: 165533 / SEC#: , 8-69166
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
