Ryan P. Sawyer

VIEWPOINT CAPITAL MANAGEMENT

Seattle, WA 98122

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CRD#: 4800233

Professional summary

Ryan P Sawyer is a registered financial advisor currently at VIEWPOINT CAPITAL MANAGEMENT located in Seattle, Washington.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Ryan has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan P Sawyer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2011 - Present

VIEWPOINT CAPITAL MANAGEMENT

Office #1: Madrona Plaza 1421 34th Avenue, Suite 214, Seattle, WA 98122

RIA

CRD#: 158899

Seattle, WA

Past

June 18, 2004 - November 8, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SEATTLE, WA

Past

June 4, 2004 - November 8, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VIEWPOINT CAPITAL MANAGEMENT

VIEWPOINT CAPITAL | VIEWPOINT CAPITAL MANAGEMENT, LLC | VIEWPOINT CAPITAL MANAGEMENT

CRD#: 158899 / SEC#: 801-117685

RIA

Registered Investment Advisory firm - (11/22/2019 Approved)

Idaho

Registered Investment Advisory firm - (3/5/2020 Terminated)

Washington

Registered Investment Advisory firm - (4/30/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(11/7/2011)

IAR

Washington
(11/7/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/17/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/3/2004

General Securities Representative Examination

Current Firm

VIEWPOINT CAPITAL MANAGEMENT

VIEWPOINT CAPITAL | VIEWPOINT CAPITAL MANAGEMENT, LLC | VIEWPOINT CAPITAL MANAGEMENT

CRD#: 158899 / SEC#: 801-117685

RIA

Registered Investment Advisory firm - (11/22/2019 Approved)

Idaho

Registered Investment Advisory firm - (3/5/2020 Terminated)

Washington

Registered Investment Advisory firm - (4/30/2020 Terminated)

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Contact information

Main Address

Madrona Plaza 1421 34th Avenue, Suite 214, Seattle, WA 98122

Mailing Address

Phone number

(206) 219-1410

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ANNUAL AMENDMENT FOR 2025 12/31/2024 DATA (2/21/2025)

Regulatory assets under management

Total Number of Accounts	256
AUM (Assets Under Management)	$ 227,994,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ryan P. Sawyer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan P Sawyer's CRS (Customer Relationship Summary).

Certified licenses

Experience

VIEWPOINT CAPITAL MANAGEMENT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

VIEWPOINT CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 6/17/2004

Series 7

Date: 6/3/2004

Current Firm

VIEWPOINT CAPITAL MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VIEWPOINT CAPITAL MANAGEMENT

TRUST BUT VERIFY

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