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Garry Michael Kann

CRD# 4800145·Registered 2008 - 2015
Previously Registered: Being a previously registered professional could mean that Garry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Garry Michael Kann was a registered financial advisor. Garry was a previously registered financial professional and started their career in finance 2008 - 2015. Garry had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

SILVER LEAF PARTNERS, LLC·CRD# 126694
BD
New York, NY
June 23, 2014 - June 3, 2015
MOSAIC CAPITAL SECURITIES, LLC·CRD# 106637
BD
Sherman Oaks, CA
June 1, 2009 - June 24, 2015
ASCHER/DECISION SERVICES, INC.·CRD# 10034
BD
San Marino, CA
December 25, 2008 - June 10, 2009

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Current Firm

SL
SILVER LEAF PARTNERS, LLC

SILVER LEAF PARTNERS, LLC

CRD#: 126694 / SEC#: 8-65902
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

3 Columbus Circle Floor 15, New York, NY 10019

Mailing Address

3 Columbus Circle Floor 15, New York, NY 10019

Phone Number

(212) 632-8421

Established

New York since 01/15/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (50 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
KHAN, M. FYZULCEO/CCO/MANAGING MEMBER3103833
LESHER, JAMES ELAMPOO1044046
TAO, BING QINFINOP/PFO6253793

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2009About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2008About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2010About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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