KL
Kim K. Llumiquinga
TFO FAMILY OFFICE PARTNERS
Phoenix, AZ 85018
Some features on this profile are disabled
CRD#: 4800111
KL
Professional summary
Kim Kyung Nan Llumiquinga, who also goes by Kim Kyung Nan De Rosa, is a registered financial advisor currently at TFO FAMILY OFFICE PARTNERS located in Phoenix, Arizona.
Kim is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Kim has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kim Kyung Nan De Rosa
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) TFO-TDC, LLC - Registered Investment Adviser - Investment Related - 1440 Arrowhead Dr, Maumee, OH 43537-4016 -Provide investment related consulting services - Consultant - 01/01/2015 to Present - Less than 15 hours a month with less than 5 hours during securities trading hours (2) KHL Ohana, LLC - Investment Related - 1201 E. Mead Dr., Chandler, AZ 85249 - Invest in a non-public medical LLC - Member - Passive Investor - 06/17/2016 to Present - Less than 5 hours a month and 0 hours during securities trading hours (3) Marceless Group, LLC - Investment Related - Member - 1296 E. Flamingo Ct., Gilbert, AZ 85297 - Real Estate and investments in securities and other assets - 09/25/2001 to Present - Less than 5 hours a month and 0 hours during securities trading hours (4) Andrew PTC LLC - Investment Related - 100 W. Liberty St., 9th Floor, Reno, NV 89501 - Private trust company - Independent director providing oversight on management and compliance matters for the company. - 11/2011 to Present - Approximately 1-5 hours a month, during securities trading hours. (5) Andrew Family Foundation - Investment Related - 14628 John Humphrey Drive, Orland Park, IL 60462 - Private family foundation - Independent officer providing administrative and treasurer duties for the foundation. - 11/2011 to Present - Approximately 1-5 hours a month, during securities trading hours. (6)Yellow Fellow- Not Investment Related - 2487 S Gilbert Rd. ,Suite 106-500, Gilbert, AZ 85295-Real Estate Brokerage Firm - Investor - 06/2022 to Present - Duties- None - Husband is the licensed broker running the firm - 0 hours a month during securities trading hours - 0 hours/month during non-business hours. - not a client of firm - Compensation: None - Financial Interest: Indirectly own 80% of Yellow Fellow, LLC via family entity Nathaniel Holdings, LLC. (7) The Phoenix Theatre Company - Not Investment Related - 1825 N Central Ave., Phoenix, AZ 85004 - Board Member 09/2017 to Present - 0 hours a month during securities trading hours - 21 - 40 hours per month during non-business hours. (8) RightTrak, LLC, 1440 Arrowhead Drive, Maumee, OH 43537, Financial education program, Administrator and RightTrak Coach for educational videos, zero compensation, 1-5 hours per month during business hours, Firm that will provide an education platform to TFO Phoenix / TFO Life Academy clients, and prospective clients. (9)Nathaniel Holdings, LLC - Not Investment Related - 2487 S Gilbert Rd., Suite 106-500, Gilbert, AZ - Holds interest in Yellow fellow, LLC which owns a real estate brokerage firm - LLC Member - 06/2022 to present -Duties: No direct duties - Husband is the Managing Member and Broker, - 0 hours/month devoted during non-business hours - 0 hours devoted during business hours - Not a client of the firm .
CRS (Client Relationship Summary) - RIA
Click below to view Kim Kyung Nan Llumiquinga's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 12, 2012 - Present
TFO FAMILY OFFICE PARTNERS
Office #1: 5060 North 40th Street Suite 200, Phoenix, AZ 85018RIA
CRD#: 159440
Phoenix, AZ
Past
February 21, 2008 - December 5, 2011
GFO ADVISORY SERVICES, LLC
RIA
CRD#: 109278
GREENWICH, CT
Past
September 1, 2004 - May 1, 2008
INLIGN WEALTH MANAGEMENT, LLC
RIA
CRD#: 120747
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TFO FAMILY OFFICE PARTNERS
TFO FAMILY OFFICE PARTNERS | TFO PHOENIX, INC. | TFO FAMILY OFFICE PARTNERS, LLC | TFO FAMILY OFFICE PARTNERS, INC.
CRD#: 159440 / SEC#: 801-72840
RIA
Registered Investment Advisory firm - (11/8/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(1/12/2012)
Current Firm
TFO FAMILY OFFICE PARTNERS
TFO FAMILY OFFICE PARTNERS | TFO PHOENIX, INC. | TFO FAMILY OFFICE PARTNERS, LLC | TFO FAMILY OFFICE PARTNERS, INC.
CRD#: 159440 / SEC#: 801-72840
RIA
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Contact information
Main Address
5060 North 40th Street Suite 200, Phoenix, AZ 85018
Mailing Address
Phone number
(602) 466-2611
Established
Firm type
Fiscal year end
# of Employees
80
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,939 |
| AUM (Assets Under Management) | $ 4,167,483,722 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/14/2024 | ||
| 09/20/2023 | ||
| 01/23/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
