Steven F. Schumacher

TOUCHSTONE ADVISORS

Eden Prairie, MN

Some features on this profile are disabled

CRD#: 4800065

Professional summary

Steven Forrest Schumacher is a registered financial advisor currently at TOUCHSTONE ADVISORS INC located in Eden Prairie, Minnesota and TOUCHSTONE SECURITIES, LLC located in Cincinnati, Ohio.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Steven has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee. 2) Name of other business: City of Eden Prairie; Not investment related; No compensation; Address of other Business: 8080 Mitchell Rd, Eden Prairie, MN 55344; Nature of other Business; City Planning Commission. Group of residents who review any changes to city code surrounding buildings or projects in the city of Eden Prairie; Position: Commissioner; Start date: 05/25/2026; Approximate number of hours/month: 2 hours, evenings only; 0 hours per month during trading hours; Duties include: Review plans before going to city council for official approval. Nothing reviewed or approved is final in nature as everything needs to then go to city council for approval. Example would be a request from a developer to build high density housing. Plans go through the city for months and then are brought to resident commissioners for approval before going to city council for final approval.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Forrest Schumacher's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 2, 2018 - Present

TOUCHSTONE ADVISORS INC

RIA

CRD#: 107028

Eden Prairie, MN

Current

February 1, 2018 - Present

TOUCHSTONE SECURITIES, LLC

Office #1: 303 Broadway Suite 1100, Cincinnati, OH 45202

CRD#: 1526

CINCINNATI, OH

Past

November 6, 2009 - October 17, 2017

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

January 26, 2009 - November 6, 2009

RYDEX ADVISORY SERVICES, LLC

RIA

CRD#: 132735

ROCKVILLE, MD

Past

April 20, 2006 - November 6, 2009

GUGGENHEIM DISTRIBUTORS, LLC

CRD#: 40805

SCHAUMBURG, IL

Past

June 21, 2004 - March 9, 2006

EVERLAKE DISTRIBUTORS, LLC

CRD#: 100460

NORTHBROOK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOUCHSTONE ADVISORS INC

CRD#: 107028 / SEC#: 801-45963

RIA

Registered Investment Advisory firm - (2/28/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Minnesota
(2/1/2018)

North Dakota
(2/1/2018)

Ohio
(2/1/2018)

IAR

Ohio
(2/2/2018)

South Dakota
(2/1/2018)

Wisconsin
(2/1/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/15/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/24/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/23/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/18/2004

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TOUCHSTONE ADVISORS INC

CRD#: 107028 / SEC#: 801-45963

RIA

Registered Investment Advisory firm - (2/28/1994 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

303 Broadway Suite 1100, Cincinnati, OH 45202-4203

Mailing Address

Phone number

(513) 362-8000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 29,132,797,072

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

HELENA, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Steven F. Schumacher

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Forrest Schumacher's CRS (Customer Relationship Summary).

Certified licenses

Experience

TOUCHSTONE SECURITIES, LLC

GOLDMAN SACHS & CO. LLC

RYDEX ADVISORY SERVICES, LLC

GUGGENHEIM DISTRIBUTORS, LLC

EVERLAKE DISTRIBUTORS, LLC

Primary Firm SEC Registration

TOUCHSTONE ADVISORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/15/2009

Series 63

Date: 3/24/2005

SIE

Date: 10/1/2018

Series 7

Date: 12/23/2006

Series 6

Date: 6/18/2004

FINRA

Current Firm

TOUCHSTONE ADVISORS INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

TOUCHSTONE ADVISORS INC

TRUST BUT VERIFY

Similar Advisors