Garen T. Winn

THE NORDEN GROUP LLC

Provo, UT 84604

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CRD#: 4800055

Professional summary

Garen Tanner Winn is a registered financial advisor currently at THE NORDEN GROUP LLC located in Provo, Utah.

Garen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Garen has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NON-VARIABLE INSURANCE SALES (HEALTH, DENTAL, VISION, FIXED ANNUITIES, SUPPLEMENTAL HEALTH); INVESTMENT RELATED; INSURANCE SALES; INSURANCE AGENT; 03/2018; 15-25 HRS/MONTH; 15-25 HRS/MONTH DURING SECURITIES TRADING HOURS; NON-VARIABLE INSURANCE SALES (HEALTH, DENTAL, VISION, FIXED ANNUITIES, SUPPLEMENTAL HEALTH). 2. G WINN LC; NOT INVESTMENT RELATED; PERSONAL LLC FOR TAX PURPOSES, RENTAL PROPERTIES, AND FACILITATING LEASING OF VARIOUS MACHIENERY EQUIPTMENT; BOARD MEMBER AND OWNER: 01/2007; 0-5 HRS/MONTH; 0-5 HRS/MONTH DURING SECURITIES TRADING HOURS; PASS THROUGH ENTITY, LANDLORD DUTIES, LEASING OF MACHINERY EQUIPTMENT. 3. THE NORDEN GROUP; INVESTMENT RELATED; INVESTMENT ADVISER REPRESENTATIVE; PROVO, UTAH; 40 HRS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Garen Tanner Winn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2023 - Present

THE NORDEN GROUP LLC

Office #1: 5255 N Edgewood Drive Suite 225, Provo, UT 84604

RIA

CRD#: 323988

Provo, UT

Past

March 2, 2018 - June 28, 2023

TOWNSQUARE CAPITAL, LLC

RIA

CRD#: 288576

Provo, UT

Past

June 9, 2014 - March 21, 2018

ALLEGIS INVESTMENT ADVISORS, LLC

RIA

CRD#: 157314

Orem, UT

Past

September 24, 2012 - May 8, 2014

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

OREM, UT

Past

April 11, 2011 - May 8, 2014

ONEAMERICA SECURITIES, INC.

CRD#: 4173

OREM, UT

Past

October 29, 2008 - March 2, 2011

MML INVESTORS SERVICES, LLC

CRD#: 10409

AMERICAN FORK, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE NORDEN GROUP LLC

CRD#: 323988 / SEC#: 801-127137

RIA

Registered Investment Advisory firm - (1/5/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(3/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/20/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/4/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/28/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THE NORDEN GROUP LLC

CRD#: 323988 / SEC#: 801-127137

RIA

Registered Investment Advisory firm - (1/5/2023 Approved)

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Contact information

Main Address

5255 N Edgewood Drive Suite 225, Provo, UT 84604

Mailing Address

Phone number

(801) 331-5511

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE NORDEN GROUP LLC ADV BROCHURE (7/15/2025)

Regulatory assets under management

Total Number of Accounts	3,913
AUM (Assets Under Management)	$ 1,739,496,789

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Garen T. Winn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Garen Tanner Winn's CRS (Customer Relationship Summary).

Certified licenses

Experience

TOWNSQUARE CAPITAL, LLC

ALLEGIS INVESTMENT ADVISORS, LLC

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

THE NORDEN GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/20/2012

Series 63

Date: 11/4/2008

Series 6

Date: 10/28/2008

Current Firm

THE NORDEN GROUP LLC

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE NORDEN GROUP LLC

TRUST BUT VERIFY

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