Milton E. Fullen
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CRD#: 4799979
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Milton E. Fullen, CFP®, who also goes by Milt Fullen, was a registered financial professional .
Milton is a previously registered financial professional and started their career in finance in 2004. Milton had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Biography
Fullen Financial Group embraces the principles of education, independence, objectivity and understanding, which are vital to successfully make prudent decisions about your financial future. As a fiduciary advisor, we are candid in our advice, transparent in our fees and competent in our service.
Question & Answer
What are your service offerings?
Retirement Income Management
Investment Planning
Insurance Planning
Estate Planning
Retirement Planning
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
Business Owners
Corporate Executives
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Tax Planning
Are you a "fiduciary"?
No
Aliases
Milt Fullen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MILTON E. FULLEN IS PRESIDENT OF FULLEN REAL ESTATE INVESTMENTS - SINCE 1978. HOLDS HIS RESIDENTIAL REAL ESTATE INVESTMENTS FOR RENT. APPROXIMATELY 2 HOURS PER WEEK ARE SPENT ON THIS BUSINESS, USUALLY EVENINGS AND WEEKENDS. LOCATED AT 47 RICHARDS ROAD, COLUMBUS, OH.
2. SINCE 2005 MILTON E. FULLEN IS PRESIDENT OF FULLEN BUSINESS ADVISORY SERVICES, INC. THE TIME SPENT ON THIS ACTIVITY VARIES BUT, ON AVERAGE, TAKES APPROXIMATELY 4 HOURS PER WEEK. IT INVOLVES PROVIDING CONSULTING ADVICE TO SMALL BUSINESS - HOW TO BUDGET, FORECAST, OBTAIN LOANS, STRUCTURE THE BUSINESS FOR SUCCESSION AND IMPROVE GENERAL PROFITABILITY. THIS BUSINESS IS LOCATED AT 47 RICHARDS ROAD, COLUMBUS, OH.
3. MILTON E. FULLEN IS ALSO A LICENSED LIFE AND HEALTH INSURANCE AGENT IN THE STATE OF OHIO. THIS PROVIDES HIM ACCESS TO CURRENT PRODUCT INFORMATION. HE RECEIVES AND FULLY DISCLOSES COMMISSIONS FOR THE SALE OF SUCH PRODUCTS. 47 RICHARDS ROAD, COLS, OHIO
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Past
May 31, 2024 - April 21, 2025
AVIOR WEALTH MANAGEMENT, LLC
RIA
CRD#: 148674
COLUMBUS, OH
Past
April 19, 2012 - May 7, 2024
FULLEN FINANCIAL GROUP, INC.
RIA
CRD#: 135065
COLUMBUS, OH
Past
June 2, 2005 - February 8, 2012
FULLEN FINANCIAL GROUP, INC.
RIA
CRD#: 135065
COLUMBUS, OH
Past
August 23, 2004 - May 17, 2005
WRP INVESTMENTS, INC.
RIA
CRD#: 7365
COLUMBUS, OH
Past
May 17, 2004 - May 17, 2005
WRP INVESTMENTS, INC.
BD
CRD#: 7365
YOUNGSTOWN, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AVIOR WEALTH MANAGEMENT, LLC
AGATE ASSET MANAGEMENT, LLC | VERDANT WEALTH MANAGEMENT | VERDANT GROUP, LLC | SC FINANCIAL SERVICES | NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC | NELSON - VAN DENBURG & ASSOCIATES, LLC | NELSON - VAN DENBURG & ASSOCIATES | LIFESTAGE WEALTH MANAGEMENT | CORPUS CAPITAL MANAGEMENT | AVIOR WEALTH MANAGEMENT, LLC
CRD#: 148674 / SEC#: 801-69773
RIA
Registered Investment Advisory firm - (12/4/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
AW
AVIOR WEALTH MANAGEMENT, LLC
AGATE ASSET MANAGEMENT, LLC | VERDANT WEALTH MANAGEMENT | VERDANT GROUP, LLC | SC FINANCIAL SERVICES | NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC | NELSON - VAN DENBURG & ASSOCIATES, LLC | NELSON - VAN DENBURG & ASSOCIATES | LIFESTAGE WEALTH MANAGEMENT | CORPUS CAPITAL MANAGEMENT | AVIOR WEALTH MANAGEMENT, LLC
CRD#: 148674 / SEC#: 801-69773
RIA
Registered Investment Advisory firm - (12/4/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
14301 First National Bank Parkway Suite 410, Omaha, NE 68154
Mailing Address
Phone number
(402) 218-4064
Established
Firm type
Fiscal year end
# of Employees
201
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,385 |
| AUM (Assets Under Management) | $ 5,083,670,234 |
Red Flags
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