Marshall G. Hood
Professional summary
Marshall G Hood, who also goes by Marshall G Hood, Marshall G. Hood, Marshall Garr Hood, is a registered financial professional currently at PNC CAPITAL MARKETS LLC located in Washington, District Of Columbia.
Marshall is registered as a RR (Registered Representative) and started their career in finance in 2004. Marshall has worked at 4 firms and has passed the Series 63, Series 52TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marshall G Hood's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2022 - Present
PNC CAPITAL MARKETS LLC
Office #1: 800 17th Street Northwest, Washington, DC 20006May 10, 2019 - May 10, 2022
BOFA SECURITIES, INC.
December 22, 2014 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 13, 2006 - February 11, 2010
TRUIST SECURITIES, INC.
August 12, 2004 - April 28, 2006
TRUIST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/19/2024)
(6/21/2022)
(1/19/2024)
(6/21/2022)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(6/21/2022)
Exams
Series 52TO
Date: 10/17/2022
Municipal Securities Representative ExaminationFINRA
Current Firm
PNC CAPITAL MARKETS LLC
CRD#: 15647 / SEC#: , 8-32493
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC HOLDING, LLC. | PARENT | |
| BEGLEY, TERENCE PATRICK | BOARD MEMBER | 4718949 |
| BERNIER, JAMES STEVENS | CHIEF EXECUTIVE OFFICER | 2849222 |
| CESARIO, CONNIE KOZLOFF | BOARD MEMBER | 4251140 |
| DERESPIRIS, BRIAN G | PRESIDENT, COO | 5399266 |
| MCNELIS, BRIAN PATRICK | BOARD MEMBER | 4886370 |
| MILLER, JOHN R | TREASURER AND FINOP | 6933635 |
| MILLER, JOHN R | PRINCIPAL FINANCIAL OFFICER | 6933635 |
| PULLINS, MATTHEW MICHAEL | CHIEF FINANCIAL OFFICER | 4366952 |
| PUMPHREY, MARY PATRICIA | CHIEF COMPLIANCE OFFICER | 2513345 |
| PUMPHREY, MARY PATRICIA | CHIEF RISK OFFICER | 2513345 |
| THOMAS, MICHAEL | CHAIRMAN | 2992653 |
| TOBUN, ABI | BOARD MEMBER | 4878954 |
| WILLIAMS, TROY MATTHEW | PRINCIPAL OPERATIONS OFFICER | 7763919 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
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