AS
Alejandro A. Sobalvarro Rosales
STONEX FINANCIAL
Miami, FL 33131
Some features on this profile are disabled
CRD#: 4799607
AS
Professional summary
Alejandro Armando Sobalvarro Rosales, who also goes by Alejandro Armando Sobalvarro, Alejandro Sobalvarro, is a registered financial professional currently at STONEX FINANCIAL INC. located in Miami, Florida.
Alejandro is registered as a RR (Registered Representative) and started their career in finance in 2004. Alejandro has worked at 5 firms and has passed the Series 66, Series 57TO, SIE, Series 34, Series 55, Series 3, Series 7, Series 53, Series 30, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Alejandro Armando Sobalvarro | Alejandro Sobalvarro
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Alejandro Armando Sobalvarro Rosales's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 11, 2012 - Present
STONEX FINANCIAL INC.
Office #1: 333 Se 2nd Ave 21st Floor, Miami, FL 33131BD
CRD#: 45993
Miami, FL
Past
August 19, 2008 - December 17, 2012
TRADEWIRE SECURITIES LLC
BD
CRD#: 142348
MIAMI, FL
Past
May 18, 2005 - September 13, 2006
BULLTICK SECURITIES, LLC
BD
CRD#: 132092
MIAMI, FL
Past
May 18, 2005 - April 28, 2008
BULLTICK, LLC
BD
CRD#: 104005
MIAMI, FL
Past
June 29, 2004 - August 16, 2006
CP CAPITAL SECURITIES
BD
CRD#: 15029
MIAMI, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/4/2021)
RR
Alaska(1/6/2021)
RR
Arizona(1/7/2021)
RR
Arkansas(11/23/2020)
RR
California(10/4/2019)
RR
Colorado(1/4/2021)
RR
Connecticut(1/4/2021)
RR
Delaware(1/4/2021)
RR
District of Columbia(1/6/2021)
RR
Florida(1/2/2013)
RR
Georgia(1/4/2021)
RR
Idaho(12/24/2020)
RR
Illinois(2/25/2016)
RR
Indiana(1/6/2021)
RR
Iowa(1/4/2021)
RR
Kansas(1/4/2021)
RR
Kentucky(1/5/2021)
RR
Louisiana(1/8/2021)
RR
Maine(1/4/2021)
RR
Maryland(1/4/2021)
RR
Massachusetts(4/1/2016)
RR
Michigan(1/4/2021)
RR
Minnesota(1/5/2021)
RR
Mississippi(1/5/2021)
RR
Missouri(1/4/2021)
RR
Montana(1/4/2021)
RR
Nebraska(1/4/2021)
RR
Nevada(1/7/2021)
RR
New Hampshire(1/4/2021)
RR
New Jersey(4/5/2016)
RR
New Mexico(1/3/2021)
RR
New York(12/11/2012)
RR
North Carolina(1/4/2021)
RR
North Dakota(1/5/2021)
RR
Ohio(12/24/2020)
RR
Oklahoma(1/4/2021)
RR
Oregon(12/24/2020)
RR
Pennsylvania(1/4/2021)
RR
Puerto Rico(1/13/2021)
RR
Rhode Island(12/24/2020)
RR
South Carolina(12/26/2020)
RR
South Dakota(1/5/2021)
RR
Tennessee(11/23/2020)
RR
Texas(4/7/2016)
RR
Utah(1/5/2021)
RR
Vermont(12/24/2020)
RR
Virgin Islands(1/7/2021)
RR
Virginia(2/18/2016)
RR
Washington(12/24/2020)
RR
West Virginia(1/5/2021)
RR
Wisconsin(1/4/2021)
RR
Wyoming(1/4/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 12/17/2008
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SF
STONEX FINANCIAL INC.
INTERNATIONAL TRADER ASSOCIATION, INC. | STONEX FINANCIAL INC. | STONEX | INTLTRADER.COM, INC. | INTL TRADING, INC. | INTL FCSTONE SECURITIES INC. | INTL FCSTONE FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
329 Park Avenue North Suite 350, Winter Park, FL 32789
Mailing Address
329 Park Avenue North Suite 350, Winter Park, FL 32789
Phone number
(407) 741-5300
Established
Florida since 05/29/1998
Firm type
Corporation
Fiscal year end
September
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 75 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STONEX FINANCIAL INC.
CRD#: 45993Miami, FL 33131TRUST BUT VERIFY
Monitor Alejandro Sobalvarro Rosales
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
