Clint N. Elms
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clint Nolan Elms was a registered financial professional .
Clint is a previously registered financial professional and started their career in finance in 2004. Clint had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2011 - June 27, 2017
USAA FINANCIAL PLANNING SERVICES
October 14, 2011 - October 17, 2016
USAA INVESTMENT SERVICES COMPANY
October 14, 2011 - June 27, 2017
USAA FINANCIAL ADVISORS, INC.
September 28, 2009 - February 25, 2011
USAA INVESTMENT SERVICES COMPANY
February 9, 2006 - February 25, 2011
USAA FINANCIAL PLANNING SERVICES
February 7, 2006 - February 25, 2011
USAA FINANCIAL ADVISORS, INC.
August 26, 2004 - January 28, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
August 13, 2004 - January 28, 2006
IDS LIFE INSURANCE COMPANY
August 13, 2004 - January 28, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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