Scott A. Kraling

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CRD#: 4799471

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott Arnold Kraling, who also goes by Scott A Kraling Mr., Scott A Kraling, was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 2005. Scott had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Scott A Kraling Mr. | Scott A Kraling

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 23, 2014 - November 23, 2015

VANTAGE POINT WEALTH MANAGEMENT

RIA

CRD#: 167886

PLYMOUTH, MN

Past

April 2, 2013 - November 2, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

BAXTER, MN

Past

March 28, 2013 - November 25, 2015

LPL FINANCIAL LLC

CRD#: 6413

BAXTER, MN

Past

October 15, 2012 - April 1, 2013

LEGEND ADVISORY, LLC

RIA

CRD#: 104761

BAXTER, MN

Past

October 8, 2012 - April 1, 2013

LEGEND EQUITIES CORPORATION

CRD#: 30999

BAXTER, MN

Past

October 31, 2011 - October 11, 2012

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

EDINA, MN

Past

October 27, 2011 - October 11, 2012

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

EDINA, MN

Past

July 7, 2011 - September 1, 2011

PRUCO SECURITIES, LLC.

CRD#: 5685

ST. LOUIS PARK, MN

Past

April 4, 2007 - June 3, 2011

FBL MARKETING SERVICES, LLC

CRD#: 5309

EAGAN, MN

Past

November 1, 2005 - February 12, 2007

NYLIFE SECURITIES LLC

CRD#: 5167

PORTLAND, ND

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VANTAGE POINT WEALTH MANAGEMENT

CRD#: 167886 / SEC#: 801-99343

RIA

Registered Investment Advisory firm - (6/3/2015 Approved)

Iowa

Registered Investment Advisory firm - (6/30/2015 Terminated)

Minnesota

Registered Investment Advisory firm - (6/24/2015 Terminated)

North Dakota

Registered Investment Advisory firm - (6/24/2015 Terminated)

South Dakota

Registered Investment Advisory firm - (6/24/2015 Terminated)

Texas

Registered Investment Advisory firm - (6/24/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/30/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/13/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/25/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/31/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VANTAGE POINT WEALTH MANAGEMENT

CRD#: 167886 / SEC#: 801-99343

RIA

Registered Investment Advisory firm - (6/3/2015 Approved)

Iowa

Registered Investment Advisory firm - (6/30/2015 Terminated)

Minnesota

Registered Investment Advisory firm - (6/24/2015 Terminated)

North Dakota

Registered Investment Advisory firm - (6/24/2015 Terminated)

South Dakota

Registered Investment Advisory firm - (6/24/2015 Terminated)

Texas

Registered Investment Advisory firm - (6/24/2015 Terminated)

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Contact information

Main Address

505 North Highway 169 Suite 260, Plymouth, MN 55441

Mailing Address

Phone number

(763) 587-7120

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE - VPWM ADVISORS (3/14/2025)

ADV PART 2A (3/14/2025)

Regulatory assets under management

Total Number of Accounts	1,361
AUM (Assets Under Management)	$ 277,355,003

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott A. Kraling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LEGEND ADVISORY, LLC

LEGEND EQUITIES CORPORATION

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

PRUCO SECURITIES, LLC.

FBL MARKETING SERVICES, LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

VANTAGE POINT WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 3/30/2011

Series 63

Date: 12/13/2005

SIE

Date: 11/25/2015

Series 6

Date: 10/31/2005

Current Firm

VANTAGE POINT WEALTH MANAGEMENT

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VANTAGE POINT WEALTH MANAGEMENT

TRUST BUT VERIFY

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