Randy C. Wang

CONTRARIAN LABS

Palos Verdes Estates, CA

Some features on this profile are disabled

CRD#: 4799297

Professional summary

Randy Clark Wang is a registered financial advisor currently at CONTRARIAN LABS INC. located in Palos Verdes Estates, California.

Randy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Randy has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Director and CEO, Wingz (2017-Present) - Address: 95 3rd St., 2nd Floor, San Francisco, CA 94103 - Nature of the business: Wingz is a ride sharing company, and therefore is not an investment-related business. - Duties: Mr. Wang is a full-time CEO of Wingz and provides general management and oversight over the company. - Hours per month devoted to this business: 160 - Hours devoted to this business during securities trading hours: 160

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randy Clark Wang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 11, 2018 - Present

CONTRARIAN LABS INC.

RIA

CRD#: 298427

Palos Verdes Estates, CA

Past

November 4, 2004 - June 9, 2008

JEFFERIES LLC

CRD#: 2347

FOSTER CITY, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/11/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/30/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/26/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/3/2004

General Securities Representative Examination

Current Firm

CONTRARIAN LABS INC.

CRD#: 298427 / SEC#:

California

Registered Investment Advisory firm - (9/11/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

440 N Barranca Ave #4188, Covina, CA 91723

Mailing Address

Phone number

(415) 870-4188

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 1,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Randy C. Wang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randy Clark Wang's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONTRARIAN LABS INC.

JEFFERIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/30/2018

Series 63

Date: 10/26/2004

Series 7

Date: 11/3/2004

Current Firm

CONTRARIAN LABS INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CONTRARIAN LABS INC.

TRUST BUT VERIFY

Similar Advisors