Michael P. Doucette

KELLY FINANCIAL SERVICES LLC

BRAINTREE, MA 02184

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CRD#: 4799231

Professional summary

Michael Patrick Doucette, who also goes by Michael Doucette, is a registered financial advisor currently at KELLY FINANCIAL SERVICES LLC located in Braintree, Massachusetts.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Michael has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Doucette

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Patrick Doucette's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 29, 2020 - Present

KELLY FINANCIAL SERVICES LLC

Office #1: 10 Forbes Road Suite 130, Braintree, MA 02184

RIA

CRD#: 291996

BRAINTREE, MA

Past

January 11, 2017 - September 18, 2020

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

Dedham, MA

Past

November 16, 2016 - December 31, 2016

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

Dedham, MA

Past

November 15, 2016 - September 18, 2020

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

Dedham, MA

Past

April 28, 2014 - November 10, 2016

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

NEEDHAM, MA

Past

March 13, 2014 - November 10, 2016

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEEDHAM, MA

Past

June 22, 2007 - December 11, 2013

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

BRAINTREE, MA

Past

June 22, 2007 - December 11, 2013

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

BRAINTREE, MA

Past

March 21, 2006 - June 28, 2007

EQUITABLE ADVISORS, LLC

CRD#: 6627

CANTON, MA

Past

May 19, 2004 - May 22, 2006

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KELLY FINANCIAL SERVICES LLC

CRD#: 291996 / SEC#: 801-112431

RIA

Registered Investment Advisory firm - (2/12/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(9/29/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/16/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/19/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/18/2004

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/9/2009

General Securities Principal Examination

Current Firm

KELLY FINANCIAL SERVICES LLC

CRD#: 291996 / SEC#: 801-112431

RIA

Registered Investment Advisory firm - (2/12/2018 Approved)

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Contact information

Main Address

10 Forbes Road Ste 130, Braintree, MA 02184

Mailing Address

Phone number

(781) 849-3090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KFS ADV PART 2A AUGUST 2024 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	3,240
AUM (Assets Under Management)	$ 506,455,401

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael P. Doucette

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Patrick Doucette's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

EQUITABLE ADVISORS, LLC

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

KELLY FINANCIAL SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/16/2007

Series 63

Date: 7/19/2004

SIE

Date: 10/1/2018

Series 7

Date: 7/18/2006

Series 6

Date: 5/18/2004

Series 24

Date: 7/9/2009

Current Firm

KELLY FINANCIAL SERVICES LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KELLY FINANCIAL SERVICES LLC

TRUST BUT VERIFY

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