BF
Blaine M. Ferguson
CWA ASSET MANAGEMENT GROUP
Naples, FL 34109
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CRD#: 4799223
BF
Professional summary
Blaine Michael Ferguson is a registered financial advisor currently at CWA ASSET MANAGEMENT GROUP located in Naples, Florida.
Blaine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Blaine has worked at 8 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)DBA: CAPITAL WEALTH ADVISORS, INC. - 9130 Galleria Court, Naples, FL 34109,. START DATE 2004, ESTATE PLANNING, INSURANCE & FAMILY OFFICE SERVICES, VICE PRESIDENT, 2% OF TIME SPENT. 2) CWA ASSET MANAGEMENT GROUP, LLC DBA CAPITAL WEALTH ADVISORS - 9130 Galleria Court, Naples, FL 34109, REGISTERED INVESTMENT ADVISORY, CO-OWNER, CHIEF OPERATING OFFICER, 50% OF TIME SPENT. 3) 5TH AVENUE BROKERAGE LLC DBA 5 BROKERAGE - 9130 Galleria Court, Naples, FL 34109, INSURANCE BROKERAGE, CO-OWNER, PRINCIPAL, 2% OF TIME SPENT. 4) B&B CAPITAL, LLC - 9130 Galleria Court, Naples, FL 34109, PERSONAL HOLDINGS & INVESTMENTS, CO-OWNER, HOLDING COMPANY FOR CAPITAL CONSULTING GROUP, LLC, LESS THAN 1% OF TIME SPENT. 5) GYROSCOPE CAPITAL MANAGEMENT GROUP, LLC., 9130 Galleria Court, Naples, FL 34109, REGISTERED INVESTMENT ADVISORY, PARTNER 6) LIBERTY WOLFE ENTERPRISES, LLC, 9130 Galleria Court, Naples, FL 34109, INSURANCE BROKERAGE, COO 2% OF TIME SPENT. 7) CW INSTITUTIONAL, LLC, 9130 Galleria Court, Naples, FL 34109, CHIEF OPERATING OFFICER, 10% OF TIME SPENT. 8) CWA CAROLINAS, LLC, 9130 Galleria Court, Naples, FL 34109, WEALTH ADVISORY SERVICES, 1% OF TIME SPENT. 9) CWA FOUNDERS, LLC, 9130 Galleria Court, Naples, FL 34109, HOLDING/DISTRIBUTION CO., LESS THAN 1% OF TIME SPENT. 10) CWA HOLDINGS, LLC, 9130 Galleria Court, Naples, FL 34109, HOLDING CO., LESS THAN 1% OF TIME SPENT. 11) CWA RISK MANAGEMENT, 9130 Galleria Court, Naples, FL 34109, PASSIVE OWNERSHIP, PROPERTY AND CASUALTY, LESS THAN 1% OF TIME SPENT. 12) CW NATURAL RESOURCES FUND GP, LLC, 9130 Galleria Court, Naples, FL 34109, PARTNER, HOLDING COMPANY, LESS THAN 1% OF TIME SPENT. 13) CW SPECIAL OPPORTUNITIES FUND GP, LLC, 9130 Galleria Court, Naples, FL 34109, PARTNER, HOLDING COMPANY, LESS THAN 1% OF TIME SPENT. 14) GYROSCOPE ENHANCED LIQUID INCOME FUND GP, LLC, 9130 Galleria Court, Naples, FL 34109, PARTNER, HOLDING COMPANY, LESS THAN 1% OF TIME SPENT.
CRS (Client Relationship Summary) - RIA
Click below to view Blaine Michael Ferguson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 24, 2012 - Present
CWA ASSET MANAGEMENT GROUP
Office #1: 9130 Galleria Court Third Floor, Naples, FL 34109RIA
CRD#: 158940
Naples, FL
Past
October 19, 2022 - September 19, 2023
GYROSCOPE CAPITAL MANAGEMENT GROUP LLC
RIA
CRD#: 142672
NAPLES, FL
Past
April 29, 2022 - March 27, 2025
CW INSTITUTIONAL, LLC
RIA
CRD#: 313549
NAPLES, FL
Past
March 3, 2014 - August 21, 2015
FGI INVESTMENT STRATEGIES, LLC
RIA
CRD#: 169556
NAPLES, FL
Past
February 27, 2013 - December 31, 2022
CWA NAPLES, LLC
RIA
CRD#: 166489
NAPLES, FL
Past
March 16, 2011 - December 31, 2019
CAPITAL WEALTH ADVISORS
RIA
CRD#: 141079
NAPLES, FL
Past
July 24, 2009 - December 31, 2010
ATRIUM GLOBAL BOND FUND, LLC
RIA
CRD#: 149981
NAPLES, FL
Past
October 6, 2006 - December 31, 2010
CAPITAL WEALTH ADVISORS
RIA
CRD#: 141079
NAPLES, FL
Past
June 17, 2004 - July 20, 2004
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CWA ASSET MANAGEMENT GROUP
BLUEHARBOR WEALTH ADVISORS | CWA ASSET MANAGEMENT GROUP, LLC | CWA ASSET MANAGEMENT GROUP | CAPITAL WEALTH ADVISORS
CRD#: 158940 / SEC#: 801-79715
RIA
Registered Investment Advisory firm - (5/22/2014 Approved)Florida
Registered Investment Advisory firm - (5/23/2014 Terminated)Nebraska
Registered Investment Advisory firm - (5/23/2014 Terminated)North Carolina
Registered Investment Advisory firm - (5/23/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(1/24/2012)
IAR
Nebraska(10/15/2013)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
CA
CWA ASSET MANAGEMENT GROUP
BLUEHARBOR WEALTH ADVISORS | CWA ASSET MANAGEMENT GROUP, LLC | CWA ASSET MANAGEMENT GROUP | CAPITAL WEALTH ADVISORS
CRD#: 158940 / SEC#: 801-79715
RIA
Registered Investment Advisory firm - (5/22/2014 Approved)Florida
Registered Investment Advisory firm - (5/23/2014 Terminated)Nebraska
Registered Investment Advisory firm - (5/23/2014 Terminated)North Carolina
Registered Investment Advisory firm - (5/23/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9130 Galleria Court Third Floor, Naples, FL 34109
Mailing Address
Phone number
(239) 434-7434
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,702 |
| AUM (Assets Under Management) | $ 4,065,327,201 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/05/2025 | ||
| 12/20/2024 | ||
| 10/13/2023 | ||
| 12/09/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
