Frank P. Clarke
Professional summary
Frank Paul Clarke is a registered financial professional currently at BARRINGTON RESEARCH ASSOCIATES, INC. located in Chicago, Illinois.
Frank is registered as a RR (Registered Representative) and started their career in finance in 1969. Frank has worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 1, Series 9, Series 24, Series 10, Series 8 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank Paul Clarke's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 27, 2002 - Present
BARRINGTON RESEARCH ASSOCIATES, INC.
Office #1: 161 N. Clark St., Suite 2950, Chicago, IL 60601-3221July 3, 2002 - December 18, 2002
WALL STREET ACCESS
March 15, 1996 - April 5, 2001
PRUDENTIAL EQUITY GROUP, LLC
January 28, 1988 - March 14, 1996
SBC WARBURG DILLON READ INC.
May 21, 1981 - May 5, 1988
E. F. HUTTON & COMPANY INC
June 25, 1979 - May 10, 1981
LEHMAN BROTHERS INC.
January 18, 1978 - August 27, 1979
LOEB PARTNERS
May 5, 1977 - January 18, 1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
May 15, 1969 - May 5, 1977
SPENCER TRASK & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2003)
(11/27/2002)
(11/11/2009)
(11/27/2002)
(11/27/2002)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 5/12/1969
Registered Representative ExaminationSeries 8
Date: 7/31/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Series 00
Date: 5/2/1973
General Securities Principal ExaminationFINRA
Current Firm
BARRINGTON RESEARCH ASSOCIATES, INC.
CRD#: 13820 / SEC#: , 8-29831
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
