Michael J. Rappa
Professional summary
Michael John Rappa was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 2004. Prior to being barred, Michael had worked at 5 firms, which includes LIFEPRO ASSET MANAGEMENT, FORESTERS EQUITY SERVICES INC., PRINCIPAL SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2018 - June 22, 2018
LIFEPRO ASSET MANAGEMENT
September 30, 2016 - July 31, 2017
FORESTERS EQUITY SERVICES, INC.
September 2, 2010 - July 31, 2017
FORESTERS EQUITY SERVICES, INC.
November 15, 2007 - September 1, 2010
PRINCIPAL SECURITIES, INC.
July 9, 2004 - September 1, 2010
PRINCIPAL SECURITIES, INC.
May 26, 2004 - July 6, 2004
METROPOLITAN LIFE INSURANCE COMPANY
May 26, 2004 - July 6, 2004
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
LIFEPRO ASSET MANAGEMENT
CRD#: 285252 / SEC#: 801-118422
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,105 |
| AUM (Assets Under Management) | $ 311,330,551 |
Red Flags
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