Ryan M. Charles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Matthew Charles was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2005. Ryan had worked at 2 firms and has passed the Series 63, Series 6TO, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2015 - November 13, 2015
DAVIS SELECTED ADVISERS - NY, INC.
October 9, 2009 - June 16, 2021
DAVIS DISTRIBUTORS, LLC
April 25, 2005 - April 17, 2009
DAVIS DISTRIBUTORS, LLC
Primary Firm SEC Registration
DAVIS SELECTED ADVISERS - NY, INC.
CRD#: 106659 / SEC#: 801-53272
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 6/27/2024
Investment Company Products/Variable Contracts Representative ExaminationSeries 99TO
Date: 6/27/2024
Operations Professional ExaminationCurrent Firm
DAVIS SELECTED ADVISERS - NY, INC.
CRD#: 106659 / SEC#: 801-53272
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 37 |
| AUM (Assets Under Management) | $ 18,475,350,247 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
