Susan R. Leadem
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Rheaume Leadem, who also goes by Susan R Leadem Mrs, Susan R Leadem, Susan Marie Rheaume Miss, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 2020. Susan had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2020 - September 15, 2021
ELWOOD & GOETZ
Primary Firm SEC Registration
ELWOOD & GOETZ
CRD#: 154839 / SEC#: 801-109935
State Registrations and Notice Filings
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Exams
Current Firm
ELWOOD & GOETZ
CRD#: 154839 / SEC#: 801-109935
Contact information
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,954 |
| AUM (Assets Under Management) | $ 813,016,044 |
Red Flags
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