Jody B. Bowers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jody Bryant Bowers was a registered financial professional .
Jody is a previously registered financial professional and started their career in finance in 2005. Jody had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2014 - June 8, 2018
LOWELL & COMPANY, INC.
April 1, 2014 - June 8, 2018
LOWELL & COMPANY, INC.
April 17, 2013 - April 4, 2014
OSAIC SERVICES, INC.
October 31, 2012 - April 4, 2014
OSAIC SERVICES, INC.
August 9, 2007 - September 27, 2012
FIRST HEARTLAND CONSULTANTS, INC.
August 7, 2007 - September 26, 2012
FIRST HEARTLAND CAPITAL, INC.
March 15, 2005 - June 6, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 15, 2005 - June 6, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LOWELL & COMPANY, INC.
CRD#: 24913 / SEC#: 801-69460, 8-41437
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LOWELL, WILLIAM HAMILTON | CHIEF COMPLIANCE OFFICER/PRESIDENT/CROP/SROP | 1158722 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
