Timothy C. Sittler

PLANNING WORKS ADVISORY

Austin, TX 78731

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CRD#: 4798656

Professional summary

Timothy Cordell Sittler, CFP® is a registered financial advisor currently at PLANNING WORKS ADVISORY, INC. located in Austin, Texas.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Timothy has worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Self employed Independent Insurance agent. 2) Employee/Shareholder of Planning Works, Inc., a separate legal entity established for accounting and tax purposes.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Cordell Sittler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

March 31, 2022 - Present

PLANNING WORKS ADVISORY, INC.

Office #1: 7719 Wood Hollow Drive Ste 216, Austin, TX 78731

RIA

CRD#: 317834

Austin, TX

Past

November 28, 2018 - April 26, 2022

WATERLOO CAPITAL

RIA

CRD#: 133705

AUSTIN, TX

Past

April 30, 2018 - November 28, 2018

CALTON & ASSOCIATES, INC.

RIA

CRD#: 20999

Austin, TX

Past

April 30, 2018 - December 17, 2024

CALTON & ASSOCIATES, INC.

CRD#: 20999

Austin, TX

Past

November 1, 2017 - April 9, 2018

P1 CAPITAL LLC

RIA

CRD#: 174246

Austin, TX

Past

November 28, 2008 - March 9, 2017

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

AUSTIN, TX

Past

November 28, 2008 - March 9, 2017

UBS FINANCIAL SERVICES INC.

CRD#: 8174

AUSTIN, TX

Past

April 2, 2007 - December 2, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

AUSTIN, TX

Past

April 2, 2007 - December 2, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

AUSTIN, TX

Past

January 18, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

AUSTIN, TX

Past

August 29, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLANNING WORKS ADVISORY, INC.

PLANNING WORKS ADVISORY, INC. | PLANNINGWORK$

CRD#: 317834 / SEC#: 801-123012

RIA

Registered Investment Advisory firm - (1/7/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/31/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/17/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/17/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/27/2005

General Securities Representative Examination

Current Firm

PLANNING WORKS ADVISORY, INC.

PLANNING WORKS ADVISORY, INC. | PLANNINGWORK$

CRD#: 317834 / SEC#: 801-123012

RIA

Registered Investment Advisory firm - (1/7/2022 Approved)

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Contact information

Main Address

7719 Wood Hollow Drive Ste 216, Austin, TX 78731

Mailing Address

Po Box 26535, Austin, TX 78755

Phone number

(512) 498-7526

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PLANNING WORKS ADVISORY, INC. - ADV PART 2 BROCHURE (8/28/2025)

Regulatory assets under management

Total Number of Accounts	595
AUM (Assets Under Management)	$ 178,545,210

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy C. Sittler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Cordell Sittler's CRS (Customer Relationship Summary).

Certified licenses

Experience

WATERLOO CAPITAL

CALTON & ASSOCIATES, INC.

CALTON & ASSOCIATES, INC.

P1 CAPITAL LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

PLANNING WORKS ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/17/2006

SIE

Date: 10/1/2018

Series 31

Date: 7/17/2006

Series 7

Date: 8/27/2005

Current Firm

PLANNING WORKS ADVISORY, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PLANNING WORKS ADVISORY, INC.

TRUST BUT VERIFY

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