Jonathan Tejeda

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CRD#: 4798395

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jonathan Tejeda was a registered financial professional .

Jonathan is a previously registered financial professional and started their career in finance in 2004. Jonathan had worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 26, 2012 - July 13, 2012

U. S. BOSTON CAPITAL CORPORATION

CRD#: 5251

LINCOLN, MA

Past

January 24, 2011 - December 31, 2011

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

BOSTON, MA

Past

September 23, 2008 - August 13, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

BROOKLINE, MA

Past

September 4, 2008 - August 13, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BROOKLINE, MA

Past

July 3, 2007 - September 8, 2008

COUNTRYWIDE INVESTMENT SERVICES, INC.

CRD#: 103919

BROOKLINE, MA

Past

September 3, 2004 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 3, 2004 - July 5, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

CHARLESTOWN, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

U. S. BOSTON CAPITAL CORPORATION

CRD#: 5251 / SEC#: 801-130044, 8-15885

RIA

Registered Investment Advisory firm - SEC (4/26/2024 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/17/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/2/2004

General Securities Representative Examination

Current Firm

U. S. BOSTON CAPITAL CORPORATION

CRD#: 5251 / SEC#: 801-130044, 8-15885

RIA

Registered Investment Advisory firm - SEC (4/26/2024 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

Lincoln North Suite 202, Lincoln, MA 01773

Mailing Address

55 Old Bedford Road Suite 202, Lincoln, MA 01773

Phone number

(781) 259-1144

Established

Massachusetts since 04/23/1970

Firm type

Corporation

Fiscal year end

September

Firm Size

Small

# of Employees

SEC notice filing (4 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Part 2 Brochures

U.S. BOSTON CAPITAL CORPORATION ADV BROCHURE SEPTEMBER 2025 (12/3/2025)

Direct owners and executive officers

Name	Position	CRD#
U.S. BOSTON CORPORATION	SHAREHOLDER
HUNT, DIANE	TREASURER	1314708
HUNT, DIANE	PRINCIPAL OPERATIONS OFFICER	1314708
KESSINGER, DEBORAH ANNE	PRESIDENT, CHIEF COMPLIANCE OFFICER, BROKER DEALER	1801530
MONISOV, ALINA	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISORY	6235159
OKUROWSKI, LEON	VICE PRESIDENT, DIRECTOR AND CLERK	351799
UMPHREY, WILLARD LEE	DIRECTOR	451556

Regulatory assets under management

Total Number of Accounts	271
AUM (Assets Under Management)	$ 359,787,261

Disclosures

Regulatory Event	2
Arbitration	1

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/17/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathan Tejeda

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

COUNTRYWIDE INVESTMENT SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

U. S. BOSTON CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 9/17/2004

Series 7

Date: 9/2/2004

Current Firm

U. S. BOSTON CAPITAL CORPORATION

Contact information

SEC notice filing (4 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

U. S. BOSTON CAPITAL CORPORATION

TRUST BUT VERIFY

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