Mark A. Sylvestri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark A Sylvestri was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2004. Mark had worked at 3 firms and has passed the Series 63, Series 56, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 2014 - December 15, 2015
MERUS CAPITAL PARTNERS, LLC
February 19, 2014 - July 30, 2014
QUAD CAPITAL, LLC
August 10, 2004 - August 12, 2008
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 2/19/2014
Proprietary Trader Qualification ExaminationCurrent Firm
MERUS CAPITAL PARTNERS, LLC
CRD#: 158884 / SEC#: , 8-68937
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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