Nils R. Wickman
ARES FINANCIAL CONSULTING LLC
Tacoma, WA
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CRD#: 4798286
Professional summary
Nils Roger Wickman, CFP® is a registered financial advisor currently at ARES FINANCIAL CONSULTING LLC located in Tacoma, Washington.
Nils is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Nils has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) INDEPENDENT INSURANCE AGENT (FKA WICKMAN INSURANCE & FINANCIAL SERVICES); 755 South Tyler St., Tacoma, WA 98405; NOT INV REL; LIFE INSURANCE SALES; START DATE=07/2014; HRS/MO=150; TRADING HRS/MO=60. (2) UNIT LIVING RENTAL; 755 South Tyler St., Tacoma, WA 98405; NON-INV REL; RENTAL OF LOWER UNIT AT HOME; HOME OWNER; START DATE=02/2015; HRS/MO=8; TRADING HRS/MO=0; TENANT/OWNER RELATIONS, MAKE SURE APPLIANCES ARE WORKING AND NO ISSUES WITH LIVING ARRANGEMENT (3) 253 Youth Ultimate Program; non-investment related; PO Box 85112, Seattle WA, 98145; non-profit; Advisory Committee Member; Started in Feb 2021; 1-2 hrs per week spent on this activity; no overlap with trading hours; Duties include monthly meetings, grant research, hosting information tables, and working with youth (4) Urban Grace Church; non-investment related; 902 Market St., Tacoma, WA 98402; Planned Giving Director; Started in September, 2017; approx. 5% of his time is spent on this activity. Duties include answering questions regarding planned giving and referring to professionals to assist (Lawyers, etc). (5) Tacoma Public Schools; non-investment related; 601 South 8th Street Tacoma WA, 98405; Teacher; Started in September, 2018; approx. 10% of his time is spent on this activity. Duties include teaching a single class of financial literacy - focused topics on Relationship with Money, Budgeting, Credit, taxes, fundamentals of investments, employment, basic insurance.
CRS (Client Relationship Summary) - RIA
Click below to view Nils Roger Wickman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
July 31, 2017 - Present
ARES FINANCIAL CONSULTING LLC
RIA
CRD#: 282852
Tacoma, WA
Past
September 23, 2014 - August 22, 2017
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
TACOMA, WA
Past
September 2, 2014 - August 22, 2017
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
TACOMA, WA
Past
July 13, 2005 - April 8, 2011
RUSSELL INVESTMENTS
RIA
CRD#: 105734
TACOMA, WA
Past
July 13, 2005 - April 8, 2011
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
BD
CRD#: 21771
SEATTLE, WA
Past
July 28, 2004 - February 24, 2005
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 28, 2004 - February 24, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ARES FINANCIAL CONSULTING LLC
ARES FINANCIAL CONSULTING LLC
CRD#: 282852 / SEC#: 801-121211
RIA
Registered Investment Advisory firm - (5/14/2021 Approved)California
Registered Investment Advisory firm - (6/13/2021 Terminated)Minnesota
Registered Investment Advisory firm - (5/17/2021 Terminated)Texas
Registered Investment Advisory firm - (5/14/2021 Terminated)Washington
Registered Investment Advisory firm - (6/14/2021 Terminated)Wisconsin
Registered Investment Advisory firm - (5/14/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(8/1/2017)
IAR
Wisconsin(10/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AF
ARES FINANCIAL CONSULTING LLC
ARES FINANCIAL CONSULTING LLC
CRD#: 282852 / SEC#: 801-121211
RIA
Registered Investment Advisory firm - (5/14/2021 Approved)California
Registered Investment Advisory firm - (6/13/2021 Terminated)Minnesota
Registered Investment Advisory firm - (5/17/2021 Terminated)Texas
Registered Investment Advisory firm - (5/14/2021 Terminated)Washington
Registered Investment Advisory firm - (6/14/2021 Terminated)Wisconsin
Registered Investment Advisory firm - (5/14/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4500 Park Granada Suite 202, Calabasas, CA 91302
Mailing Address
Phone number
(818) 986-1479
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 780 |
| AUM (Assets Under Management) | $ 193,324,292 |
Red Flags
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