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MF

Michael D Fairchild

LASALLE ST SECURITIES, L.L.C.
Henderson, NV
·CRD# 4798271·22 years registered

Professional Summary

Michael D Fairchild, who also goes by Mike Fairchild, is a registered financial advisor currently at LASALLE ST SECURITIES, L.L.C. located in Henderson, Nevada. Michael is registered as a RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Fairchild

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years registered in the securities industry

Current & Past Employments

Current

LASALLE ST SECURITIES, L.L.C.Current·CRD# 7191
BD
1489 W. Warm Springs Rd #110, Henderson, NV 89014
April 21, 2023 - Present

Past

SECURITIES AMERICA, INC.Past·CRD# 10205
BD
Henderson, NV
February 12, 2021 - May 2, 2023
LUCIA SECURITIES, LLCPast·CRD# 37179
BD
Henderson, NV
August 14, 2012 - July 6, 2020
OSAIC SERVICES, INC.Past·CRD# 133763
BD
Henderson, NV
October 31, 2005 - August 3, 2012
SUNAMERICA SECURITIES, INC.Past·CRD# 20068
BD
Phoenix, AZ
September 10, 2004 - October 31, 2005

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Current Firm

LS
LASALLE ST SECURITIES, L.L.C.

LA SALLE ST. SECURITIES, INC. | LASALLE ST SECURITIES, L.L.C.

CRD#: 7191 / SEC#: 8-18860
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Phone Number

(630) 600-0500

Established

Delaware since 04/23/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LASALLE ST. HOLDINGS LLC F/K/A MCDERMOTT HOLDINGS I, L.P.100% OWNER—
BEAVER, REGAN ALANCHIEF COMPLIANCE OFFICER4621953
DROZD, MICHAEL MITCHELLCHIEF INVESTMENT OFFICER6015178
SCHLESSER, DANIEL JOHNC.F.O./TRES./C.O.O1788458

Disclosures

Regulatory Event

15

Arbitration

4

Bond

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(4/21/2023)
RR
California
(4/21/2023)
RR
Idaho
(1/13/2025)
RR
Missouri
(4/21/2023)
RR
Nevada
(5/3/2023)
RR
Pennsylvania
(4/21/2023)
RR
Texas
(6/23/2025)
RR
Utah
(4/21/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2004About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2004About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael D Fairchild's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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