Nicholas A. Oneal
Professional summary
Nicholas Andres Oneal, who also goes by Nicholas Andres O'neal, Nick O'neal, is a registered financial professional currently at WILSON-DAVIS & CO., INC. located in Salt Lake City, Utah.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2004. Nicholas has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Andres Oneal's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 25, 2013 - Present
WILSON-DAVIS & CO., INC.
Office #1: 236 South Main Street, Salt Lake City, UT 84101-2104January 17, 2013 - November 19, 2013
WINDSOR STREET CAPITAL, LP
November 26, 2012 - January 14, 2013
DELANEY EQUITY GROUP LLC
May 15, 2012 - October 4, 2012
WESTOR CAPITAL GROUP, INC.
August 3, 2011 - August 18, 2011
BROOKVILLE CAPITAL PARTNERS
July 21, 2011 - August 1, 2011
WORLD TRADE FINANCIAL CORPORATION
November 12, 2007 - July 11, 2011
SCOTTSDALE CAPITAL ADVISORS CORP
May 14, 2004 - November 9, 2007
NEWBRIDGE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/31/2025)
(11/25/2013)
(1/4/2018)
(5/8/2014)
(3/7/2017)
(1/6/2014)
(4/3/2014)
(2/14/2014)
(2/18/2015)
(10/23/2020)
(5/21/2014)
(1/2/2018)
(6/12/2014)
(1/6/2014)
(4/3/2014)
(1/19/2017)
(8/4/2015)
(3/6/2014)
(1/6/2014)
(1/22/2015)
(1/6/2014)
(4/29/2020)
(5/1/2024)
(1/7/2014)
(1/9/2014)
(1/22/2015)
(7/22/2019)
(9/23/2021)
(1/10/2018)
(1/6/2014)
(1/6/2014)
(5/16/2016)
Exams
FINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
WILSON-DAVIS & CO., INC.
CRD#: 3777 / SEC#: , 8-14299
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 57 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WILSON-DAVIS & CO., INC.
CRD#: 3777Salt Lake City, UT 84101-2104TRUST BUT VERIFY
Monitor Nicholas Oneal
Get automatic monthly alerts on:
