JP
Joseph C. Powell
BARNABAS CAPITAL
Charlotte, NC 28202
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CRD#: 4798071
JP
Professional summary
Joseph Carl Powell is a registered financial professional currently at BARNABAS CAPITAL, LLC located in Charlotte, North Carolina.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2004. Joseph has worked at 9 firms and has passed the Series 66, Series 82TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Joseph Carl Powell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 8, 2019 - Present
BARNABAS CAPITAL, LLC
Office #1: 227 West Trade Street Suite 1610, Charlotte, NC 28202Office #2: 227 West Trade Street Suite 1610, Charlotte, NC 28202BD
CRD#: 297890
Charlotte, NC
Past
July 17, 2020 - September 29, 2020
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
BD
CRD#: 7388
MCDONOUGH, GA
Past
March 6, 2017 - April 4, 2019
BRIGHTHOUSE SECURITIES, LLC
BD
CRD#: 285300
CHARLOTTE, NC
Past
January 21, 2014 - May 2, 2016
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
CHARLOTTE, NC
Past
January 21, 2014 - March 6, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
BD
CRD#: 107622
CHARLOTTE, NC
Past
March 3, 2006 - January 7, 2014
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CHARLOTTE, NC
Past
June 8, 2005 - January 12, 2006
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
August 25, 2004 - May 17, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CHARLOTTE, NC
Past
August 13, 2004 - May 17, 2005
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 13, 2004 - May 17, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/3/2019)
RR
Alaska(5/29/2019)
RR
Arizona(5/20/2019)
RR
Arkansas(7/15/2019)
RR
California(5/28/2019)
RR
Colorado(5/31/2019)
RR
Connecticut(7/10/2019)
RR
Delaware(5/22/2019)
RR
District of Columbia(5/21/2019)
RR
Florida(11/8/2019)
RR
Georgia(6/26/2019)
RR
Hawaii(6/7/2019)
RR
Idaho(5/8/2019)
RR
Illinois(6/24/2019)
RR
Indiana(7/18/2019)
RR
Iowa(5/8/2019)
RR
Kansas(7/5/2019)
RR
Kentucky(5/14/2019)
RR
Louisiana(5/8/2019)
RR
Maine(6/21/2019)
RR
Maryland(6/3/2019)
RR
Massachusetts(8/20/2019)
RR
Michigan(5/17/2019)
RR
Minnesota(6/20/2019)
RR
Mississippi(5/8/2019)
RR
Missouri(6/4/2019)
RR
Montana(5/10/2019)
RR
Nebraska(8/20/2019)
RR
Nevada(5/15/2019)
RR
New Hampshire(7/10/2019)
RR
New Jersey(8/14/2019)
RR
New Mexico(7/19/2019)
RR
New York(5/8/2019)
RR
North Carolina(4/8/2019)
RR
North Dakota(5/30/2019)
RR
Ohio(5/30/2019)
RR
Oklahoma(5/8/2019)
RR
Oregon(5/28/2019)
RR
Pennsylvania(6/4/2019)
RR
Puerto Rico(8/19/2019)
RR
Rhode Island(5/9/2019)
RR
South Carolina(5/21/2019)
RR
South Dakota(5/17/2019)
RR
Tennessee(6/14/2019)
RR
Texas(6/26/2019)
RR
Utah(5/8/2019)
RR
Vermont(6/11/2019)
RR
Virgin Islands(8/27/2019)
RR
Virginia(5/9/2019)
RR
Washington(5/14/2019)
RR
West Virginia(7/2/2019)
RR
Wisconsin(5/10/2019)
RR
Wyoming(7/30/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BC
BARNABAS CAPITAL, LLC
BARNABAS CAPITAL, LLC
CRD#: 297890 / SEC#: , 8-70192
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
227 West Trade Street Suite 1610, Charlotte, NC 28202
Mailing Address
227 West Trade Street Suite 1610, Charlotte, NC 28202
Phone number
(833) 877-7984
Established
North Carolina since 06/15/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMBASSADOR CAPITAL, LLC | DIRECT OWNER | |
| CAPITAL CALL, LLC | DIRECT OWNER | |
| COOPER FAMILY ENTERPRISES, LLC | DIRECT OWNER | |
| ERICKA A. CAIN OR SUCCESSOR, AS TRUSTEE OF THE REVOCABLE TRUST OF ERICKA A. CAIN U/A/D JUNE 23, 2010 | DIRECT OWNER | |
| LEE, JOSEPH CHARLES JR | DIRECT OWNER | 2783885 |
| LIFE INNOVATIONS, LLC | DIRECT OWNER | |
| WILLIAM H. CAIN, OR SUCCESSOR, AS TRUSTEE OF THE REVOCABLE TRUST OF WILLIAN H. CAIN U/A/D JUNE 23, 2010 | DIRECT OWNER | |
| CAIN, ERICKA ADAMS MS. | TRUSTEE | |
| CAIN, WILLIAM HENRY | TRUSTEE | |
| ENTERLINE CAPITAL, LLC | DIRECT OWNER | |
| HAYES, SUSAN ANN | FINOP / PFO / POO | 2856326 |
| POWELL, JOSEPH CARL | PRESIDENT | 4798071 |
| STANTON, KIMBERLY MARIE | CHIEF COMPLIANCE OFFICER | 6574919 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
