Edward P. Foley
Professional summary
Edward P Foley, who also goes by Ed Foley, is a registered financial professional currently at LEVEL MARKETS, LLC located in Boston, Massachusetts.
Edward is registered as a RR (Registered Representative) and started their career in finance in 2004. Edward has worked at 3 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward P Foley's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2022 - Present
LEVEL MARKETS, LLC
Office #1: 10 Post Office Square 14th Floor, Boston, MA 02109Office #2: 10 Post Office Square 14th Floor, Boston, MA 02109May 13, 2009 - March 1, 2022
EBX LLC
July 20, 2004 - April 17, 2009
NATIONAL FINANCIAL SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/1/2022)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 10/19/2006
Limited Representative-Equity Trader ExamFINRA
Current Firm
LEVEL MARKETS, LLC
CRD#: 171752 / SEC#: , 8-69476
Contact information
FINRA licenses (15 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEVEL HOLDINGS, LLC | OWNER | |
| DOLAN, JAMES CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 3219968 |
| HAGEN, DAVID WALTER | CHIEF PRODUCT OFFICER | 2101752 |
| LINARES, JOHN FITZGERALD | GENERAL COUNSEL, CORPORATE SECRETARY | 3104547 |
| MIELE, STEPHEN R | CHIEF EXECUTIVE OFFICER | 2645590 |
| STUPAY, MICHAEL ELLIOT | FINOP,PRINCIPAL OPERATIONS OFFICER, PRINCIPAL FINANCIAL OFFICER | 2287906 |
Red Flags
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Company Information
LEVEL MARKETS, LLC
CRD#: 171752Boston, MA 02109TRUST BUT VERIFY
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