Allison L. Callahan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allison Lynn Callahan, who also goes by Allison Lynn Scherer, Allison Scherer, was a registered financial professional .
Allison is a previously registered financial professional and started their career in finance in 2004. Allison had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2021 - July 22, 2026
HAMILTON LANE SECURITIES LLC
December 3, 2012 - October 9, 2019
HARTFORD FUNDS DISTRIBUTORS, LLC
August 20, 2012 - December 3, 2012
GLOBAL ATLANTIC DISTRIBUTORS, LLC
May 11, 2012 - August 10, 2012
LPL FINANCIAL LLC
May 28, 2004 - May 16, 2012
GLOBAL ATLANTIC DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAMILTON LANE SECURITIES LLC
CRD#: 281510 / SEC#: , 8-69675
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
