Matthew Simpson
Professional summary
Matthew Simpson, who also goes by Matthew Brian Simpson, is a registered financial professional currently at ALLIANZ LIFE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2004. Matthew has worked at 8 firms and has passed the Series 65, Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Simpson's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2019 - Present
ALLIANZ LIFE FINANCIAL SERVICES, LLC
Office #1: 5701 Golden Hills Drive, Minneapolis, MN 55416July 31, 2018 - July 19, 2019
NATIONWIDE INVESTMENT ADVISORS, LLC
July 2, 2018 - July 19, 2019
NATIONWIDE INVESTMENT SERVICES CORPORATION
December 9, 2013 - June 26, 2018
BLACKROCK INVESTMENT MANAGEMENT, LLC
December 9, 2013 - June 26, 2018
BLACKROCK INVESTMENTS, LLC
October 24, 2006 - October 30, 2013
FIDELITY DISTRIBUTORS COMPANY LLC
September 29, 2004 - August 22, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
August 5, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
August 5, 2004 - August 22, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/3/2019)
(7/11/2019)
(8/4/2020)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ALLIANZ LIFE FINANCIAL SERVICES, LLC
CRD#: 612 / SEC#: , 8-13630
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | OWNER | |
| DIAN, MATTHEW CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2246088 |
| GAUMOND, WILLIAM EDWARD | DIRECTOR | 5294073 |
| HELMEN, JOHN CURTIS | ASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS | 4988276 |
| LORD-KRAHN, KRISTINE MARIE | CHIEF LEGAL OFFICER | 4241291 |
| THOMES, ERIC JON | CHIEF EXECUTIVE OFFICER | 4645308 |
| WALTHER, COREY JAY | PRESIDENT | 2398952 |
| WYSOCKI, REBECCA | PRINCIPAL FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | CHIEF FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | PRINCIPAL OPERATIONS OFFICER | 6558204 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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