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KF

Kristopher S. Frey

OUTSET GLOBAL TRADING LIMITED
New York, NY 10036
Some features on this profile are disabled
CRD#: 4797346
KF

Professional summary

Kristopher Sean Frey, who also goes by Sean Frey, is a registered financial professional currently at OUTSET GLOBAL TRADING LIMITED located in New York, New York.

Kristopher is registered as a RR (Registered Representative) and started their career in finance in 2004. Kristopher has worked at 7 firms and has passed the SIE, Series 14 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Sean Frey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kristopher Sean Frey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 8, 2024 - Present

OUTSET GLOBAL TRADING LIMITED

Office #1: 1120 Avenue Of The Americas 14th Floor, New York, NY 10036Office #2: 1120 Avenue Of Americas 14th Floor, New York, NY 10036
BD
CRD#: 281065
New York, NY
Past

December 23, 2021 - May 19, 2023

MAREX NORTH AMERICA SECURITIES LLC

BD
CRD#: 307508
Chicago, IL
Past

April 8, 2021 - May 19, 2023

X-CHANGE FINANCIAL ACCESS, LLC

BD
CRD#: 126201
CHICAGO, IL
Past

October 23, 2019 - July 10, 2020

PEAK6 CAPITAL MANAGEMENT LLC

BD
CRD#: 43773
CHICAGO, IL
Past

November 26, 2013 - October 1, 2019

ABN AMRO CLEARING USA LLC

BD
CRD#: 14020
CHICAGO, IL
Past

March 15, 2005 - April 16, 2007

RONIN TRADING, LLC

BD
CRD#: 124987
CHICAGO, IL
Past

May 14, 2004 - November 26, 2013

RONIN CAPITAL, LLC

BD
CRD#: 118428
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 14
Date: 4/3/2025
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 27
Date: 5/13/2004
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

OG
OUTSET GLOBAL TRADING LIMITED
OUTSET GLOBAL TRADING LIMITED

CRD#: 281065 / SEC#: , 8-69657

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1120 Avenue Of Americas 14th Floor, New York, NY 10036
Mailing Address
1120 Avenue Of The Americas 14th Floor, New York, NY 10036
Phone number
(212) 390-0904
Established
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BANDEEN, ADAM DRUMMONDPRESIDENT2389750
MCCABE, RAYMOND FRANCISCEO & EXECUTIVE REPRESENTATIVE2577501
FREY, KRISTOPHER SEANFINOP/CFO, COO, CCO4797346

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OUTSET GLOBAL TRADING LIMITED

CRD#: 281065New York, NY 10036

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