Justin D. Hales

GREENROCK WEALTH MANAGEMENT

East Grand Rapids, MI 49506

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CRD#: 4796722

Professional summary

Justin David Hales, CFP® is a registered financial advisor currently at GREENROCK WEALTH MANAGEMENT, LLC located in East Grand Rapids, Michigan.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Justin has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 03/17/2015: GREENROCK CONSULTING - Non-INV REL - AT REPORTED BUSINESS LOCATION(S) - START 03/11/2015 - 0 HOURS 2. GREENROCK ADVISORY - INSURANCES SALES - LICENSED INSURANCE AGENT - INV. RELATED - SPENDS 10 HRS/MTH. 3. CREATION CO. - HOLDING COMPANY FOR GREENROCK WEALTH MANAGEMENT,LLC, GREENROCK CONSULTING, AND GREENROCK ADVISORY - START DATE 07/2017 - NON-INV. RELATED - NO TIME SPENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin David Hales's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

December 15, 2015 - Present

GREENROCK WEALTH MANAGEMENT, LLC

Office #1: 2249 Wealthy St. Se Suite 217, East Grand Rapids, MI 49506

RIA

CRD#: 275030

East Grand Rapids, MI

Past

May 25, 2010 - December 18, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

GRAND RAPIDS, MI

Past

May 16, 2008 - December 18, 2015

LPL FINANCIAL LLC

CRD#: 6413

GRAND RAPIDS, MI

Past

July 7, 2004 - May 20, 2008

EDWARD JONES

CRD#: 250

GRAND RAPIDS, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(12/15/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/2/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/9/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/18/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/6/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/13/2008

General Securities Principal Examination

Current Firm

GREENROCK WEALTH MANAGEMENT, LLC

GREENROCK | GREENROCK WEALTH MANAGEMENT, LLC | GREENROCK WEALTH MANAGEMENT LLC

CRD#: 275030 / SEC#:

Michigan

Registered Investment Advisory firm - (11/13/2015 Approved)

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Contact information

Main Address

2249 Wealthy St. Se Suite 217, East Grand Rapids, MI 49506

Mailing Address

Phone number

(616) 608-6156

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	199
AUM (Assets Under Management)	$ 35,600,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Justin D. Hales

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin David Hales's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREENROCK WEALTH MANAGEMENT, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 4/2/2010

Series 63

Date: 7/9/2004

SIE

Date: 12/18/2015

Series 7

Date: 7/6/2004

Series 24

Date: 8/13/2008

Current Firm

GREENROCK WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GREENROCK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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