Joseph J. Zaiter

REHMANN WEALTH

Saginaw, MI 48638

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CRD#: 4796715

Professional summary

Joseph John Zaiter JR, who also goes by Joseph John Zaiter, is a registered financial advisor currently at REHMANN WEALTH located in Saginaw, Michigan and REHMANN FINANCIAL NETWORK, LLC located in Saginaw, Michigan.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Joseph has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph John Zaiter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) REHMANN CAPITAL ADVISORY GROUP POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/27/2017 ADDRESS: 5800 Gratiot Road, Suite 201, Saginaw MI 48638, United States; DESCRIPTION: Providing financial planning and investment advice to clients in an advisory capacity. 2) REHMANN INSURANCE GROUP POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/27/2017; ADDRESS: 5800 Gratiot Road, Ste 201, Saginaw MI 48638, United States DESCRIPTION: Provide insurance based on a needs analysis for clients. 3. REHMANN FINANCIAL NETWORK LLC POSITION: Registered Rep NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/27/2017 ADDRESS: 4086 Legacy Parkway, Lansing MI 48911, United States DESCRIPTION: "finder" in referring customers to Royal Alliance & Associates, Inc., CRD# 23131, One World Financial Center, 15th Floor, New York, NY 10281 (Royal Alliance)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph John Zaiter JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 3, 2017 - Present

REHMANN WEALTH

Office #1: 5800 Gratiot Rd. Suite 201, Saginaw, MI 48638

RIA

CRD#: 123047

Saginaw, MI

Current

August 10, 2017 - Present

REHMANN FINANCIAL NETWORK, LLC

Office #1: 5800 Gratiot Ave Suite 201, Saginaw, MI 48638

CRD#: 165027

Saginaw, MI

Past

July 27, 2017 - December 31, 2017

OSAIC WEALTH, INC.

CRD#: 23131

SAGINAW, MI

Past

August 4, 2014 - August 10, 2017

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

SAGINAW, MI

Past

August 4, 2014 - August 10, 2017

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

SAGINAW, MI

Past

July 3, 2012 - August 5, 2014

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

ALEXANDRIA, MN

Past

June 28, 2012 - August 5, 2014

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

ALEXANDRIA, MN

Past

February 26, 2010 - June 26, 2012

EDWARD JONES

RIA

CRD#: 250

CARO, MI

Past

July 7, 2004 - June 26, 2012

EDWARD JONES

CRD#: 250

CARO, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REHMANN WEALTH

REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL

CRD#: 123047 / SEC#: 801-64587

RIA

Registered Investment Advisory firm - (8/16/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/31/2022)

Colorado
(11/4/2021)

Florida
(5/2/2022)

Georgia
(3/12/2018)

IAR

Michigan
(8/3/2017)

Michigan
(10/4/2017)

New York
(6/27/2022)

IAR

Texas
(1/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/30/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/9/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/6/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 5/5/2016

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 2/3/2015

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

REHMANN WEALTH

REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL

CRD#: 123047 / SEC#: 801-64587

RIA

Registered Investment Advisory firm - (8/16/2005 Approved)

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Contact information

Main Address

4086 Legacy Parkway, Lansing, MI 48911-4261

Mailing Address

Phone number

(517) 316-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 RCAG PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,238
AUM (Assets Under Management)	$ 4,270,170,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph J. Zaiter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph John Zaiter JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

REHMANN FINANCIAL NETWORK, LLC

OSAIC WEALTH, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

REHMANN WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 12/30/2009

Series 63

Date: 7/9/2004

SIE

Date: 10/1/2018

Series 7

Date: 7/6/2004

Series 10

Date: 5/5/2016

Series 9

Date: 2/3/2015

FINRA

Current Firm

REHMANN WEALTH

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REHMANN WEALTH

TRUST BUT VERIFY

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