Joseph John Zaiter JR
Professional Summary
Joseph John Zaiter JR, who also goes by Joseph John Zaiter, is a registered financial advisor currently at REHMANN WEALTH located in Saginaw, Michigan and REHMANN FINANCIAL NETWORK, LLC located in Saginaw, Michigan. Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Joseph has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joseph John Zaiter JR, Joseph John Zaiter
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
22 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL
Contact Information
Main Address
4086 Legacy Parkway, Lansing, MI 48911-4261Phone Number
(517) 316-2400# of Employees
39SEC notice filing (30 States and Territories)
Registered to provide investment advisory services in 30 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
6,020AUM (Assets Under Management)
$5,271,218,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL
State Registrations and Notice Filings
(3/31/2022)
(11/4/2021)
(5/2/2022)
(3/12/2018)
(8/3/2017)
(10/4/2017)
(6/27/2022)
(1/11/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed May 2016About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Feb 2015About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Joseph John Zaiter JR's CRS (Customer Relationship Summary).
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