Justin C. Levy

DUNHILL FINANCIAL

LONDON, SW19 4JS

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CRD#: 4796662

Professional summary

Justin Cyril Levy is a registered financial advisor currently at DUNHILL FINANCIAL .

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Justin has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Cyril Levy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 23, 2025 - Present

DUNHILL FINANCIAL

Office #1: Swan Court 11 Worple Road Unit 109, London, SW19 4JS

RIA

CRD#: 288211

LONDON,

Past

December 12, 2011 - April 10, 2024

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

Fresno, CA

Past

December 12, 2011 - April 10, 2024

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Fresno, CA

Past

November 5, 2009 - December 7, 2011

EDWARD JONES

RIA

CRD#: 250

VISALIA, CA

Past

July 7, 2004 - December 7, 2011

EDWARD JONES

CRD#: 250

VISALIA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DUNHILL FINANCIAL

DF-DIRECT | OMNIWEALTH.EU | DUNHILL FINANCIAL, LLC | DUNHILL FINANCIAL

CRD#: 288211 / SEC#: 801-110590

RIA

Registered Investment Advisory firm - (6/9/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/22/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/9/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/6/2004

General Securities Representative Examination

Current Firm

DUNHILL FINANCIAL

DF-DIRECT | OMNIWEALTH.EU | DUNHILL FINANCIAL, LLC | DUNHILL FINANCIAL

CRD#: 288211 / SEC#: 801-110590

RIA

Registered Investment Advisory firm - (6/9/2017 Approved)

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Contact information

Main Address

Swan Court 11 Worple Road Unit 109, London, SW19 4JS

Mailing Address

Phone number

+1 (561) 685-2381

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A (9/23/2025)

Regulatory assets under management

Total Number of Accounts	1,436
AUM (Assets Under Management)	$ 322,892,937

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Justin C. Levy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Cyril Levy's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

DUNHILL FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 10/22/2009

Series 63

Date: 7/9/2004

SIE

Date: 10/1/2018

Series 7

Date: 7/6/2004

Current Firm

DUNHILL FINANCIAL

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DUNHILL FINANCIAL

TRUST BUT VERIFY

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